- BlackRock (New York, NY)
- …as the CD&A section of the proxy statement. + Gather and help prepare relevant regulatory filings and reporting information such as the CD&A section of the proxy ... matters, including but not limited to latest market practice, regulatory changes, proxy changes/enhancements. + Co-Lead planning, preparation, and distribution… more
- MUFG (Los Angeles, CA)
- …continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes and proactively identifying credit deterioration with the goal ... the primary sources of repayment + Properly articulate and support external regulatory ratings and provide detailed, objective, timebound and measurable triggers for… more
- Citigroup (Tampa, FL)
- …& design, MCA, QA, Monitoring & Testing, Issue Management and/or Governance Reporting & Analysis for effective end to end oversight, design, implementation, and ... Standards and Procedures * Support development of standardized risk and controls reporting to ensure sound, reliable, and consistent information exists across the… more
- Citigroup (Irving, TX)
- …personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. + Communicates results to diverse ... technical documentation report for validation purposes sufficient to meet regulatory guidelines and exceed industry standards. + Identifies modeling opportunities… more
- JPMorgan Chase (Jersey City, NJ)
- …requires knowledge and experience in Compliance as well as familiarity with regulatory and/or audit best practices. Additionally, you may provide Compliance coverage ... in executing the following Core Practices: Governance and Oversight, Regulatory Management, Policies and Procedures, Training and Awareness, Monitoring and… more
- Citigroup (Tampa, FL)
- …captured across all systems to allow for accurate financial and business reporting . + Prepare closing settlement statement, review closing costs, coordinate with ... of data, controls and processes performed meet internal policies and regulatory requirements/expectations. + Work with lines of business, transaction management, and… more
- BlackRock (San Francisco, CA)
- …entities and also lead the Americas Financial Crime investigations and reporting function. The successful candidate will need to demonstrate extensive knowledge ... Responsibilities:** + Be the main Financial Crime point of contact for regulatory examinations and internal audits. + Manage the day-to-day responsibilities for the… more
- MUFG (Jersey City, NJ)
- …written communication **Preferred:** + Working understanding of bank products and liquidity regulatory reporting (FR2052a, LCR) + Programming experience in MS ... working in major bank/financial institution preferred, specifically in liquidity reporting + Problem resolution experience requiring strong analytical skills, good… more
- JPMorgan Chase (Tampa, FL)
- …end-to-end quality reviews of KYC profiles to meet corporate and regulatory standards for new clients, incremental business, periodic reviews, and remediation, ... process improvements and programs, utilize Excel and PowerPoint for reporting to senior leadership, and promote excellence, quality, respect,...+ Stay up to date on process, procedure, and regulatory changes, ensuring your team is aware of and… more
- Citigroup (Tampa, FL)
- …and calls to help ensure the Firm is positioned to meet all regulatory requirements associated to Resilience. + Support, coordinate, and maintain the sector ... mandated by Citi CoB Policy. + Perform liaison activities during audits by regulatory examination agencies, and internal / external audit groups where CoB is… more