- JPMorgan Chase (Plano, TX)
- …Banking, navigating the intersection of product innovation, enterprise architecture, regulatory compliance, and AI-enabled content intelligence. You possess deep ... integrating upstream planning and downstream channel orchestration and compliance-led archival/ reporting . + Lead a multi-year transformation agenda integrating Adobe… more
- Citigroup (Florence, KY)
- …activities as required. + Ensures the Operations Team is in compliance with all regulatory policies and procedures. + Additional duties as assigned + Has the ability ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years relevant… more
- Citigroup (Tampa, FL)
- …of data, controls and processes performed meet internal policies and regulatory requirements/expectations. + Work with lines of business, transaction management, and ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of… more
- SMBC (Jersey City, NJ)
- …senior leadership and other stakeholders; + Maintain an understanding of SMBC's regulatory capital and funding processes and anticipated future regulatory rule ... workstreams within Capital Management through minute-taking, artifact documentation and status reporting to senior leadership; and + Support the drafting, review,… more
- BMO Financial Group (Chicago, IL)
- …matter expert for internal/external stakeholders. + Provides oversight, monitoring, and reporting specific to assigned business group for regulatory remediation. ... Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. + Develops new business by contacting prospects… more
- Sysco (Houston, TX)
- …including securities laws and NYSE Listing Standards. + Advising on reporting /disclosure requirements, including the preparation of periodic reports and other ... materials. + Proactively monitoring and advising corporate governance, legal, regulatory , and other developments to ensure compliance with changing requirements.… more
- Citigroup (Jersey City, NJ)
- …developing and optimizing data pipelines for risk calculations, trade analytics and regulatory reporting . **Key responsibilities** + Develop and optimize ... and implement distributed computing solutions for risk modeling , pricing and regulatory compliance + Ensure efficient data storage and retrieval using Big Data… more
- MUFG (Tampa, FL)
- …and System enhancements. + Execute activities to support TPRM metrics & reporting ; providing insight into third party activity and performance for business unit ... experience managing complex and dynamic Third-Party relationships. + Knowledge of regulatory bodies governing financial services and in providing guidance for… more
- MUFG (Tampa, FL)
- …This position also requires critical thinking skills to parse complex regulatory pronouncements into actionable components and contextualize the content in a ... as financial, operational, or reputational impacts, etc. + Build/maintain leadership level reporting and metrics on the TPRM intake process along with providing… more
- MUFG (New York, NY)
- …stress frameworks, and risk infrastructure + Generate regular and ad-hoc risk reporting for senior management and regulatory stakeholders **Qualifications:** The ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more