- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. Reporting into the Head of GFCD Design, Tuning and Optimization, this new position has ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- JPMorgan Chase (Chicago, IL)
- …product operationalization, delivery feasibility decision-making, and product performance reporting , while escalating opportunities to improve efficiencies and ... and ensures adherence to the firm's risk, controls, compliance, and regulatory requirements + Effectively manages timelines and dependencies while monitoring… more
- Ochsner Health (New Orleans, LA)
- …knowledgeable on current federal, state and local laws, accreditation standards or regulatory agency requirements that apply to the assigned area of responsibility ... Compliance & Privacy Program and Standards of Conduct, including the immediate reporting of any known or suspected unethical or questionable behaviors or conduct;… more
- MUFG (Tampa, FL)
- …(a) evaluating the section's productivity, efficiency, and quality and (b) reporting 'key' accomplishments and critical issues to Executive Management **Consultation ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- MUFG (Jersey City, NJ)
- …they are equipped perform assessments as needed. Manage the scheduling, tracking, reporting , and metrics of the penetration testing program. Continuously improve the ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- SSM Health (St. Louis, MO)
- …knowledge and achieves compliance with federal, state and local regulatory requirements, licensure, accreditation requirements, record procedures and internal ... ethics, legal compliance, confidentiality, conflicts of interest, vendor relationships and the reporting of questionable activities. + Works in a constant state of… more
- Citigroup (Irving, TX)
- …behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Required Skills and Qualifications:** ... : + Strong understanding of banking workflows, financial products, and regulatory requirements. Experience testing banking applications such as loan management… more
- MUFG (Tampa, FL)
- …day. A member of our recruitment team will provide more details. **Job Summary** Reporting to Credit Risk Data Integration Manager, this role will be responsible for ... not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major… more
- Citigroup (Atlanta, GA)
- …proper application of policies and institutional processes + Ensures compliance with regulatory requirements and Citi's policies / guidelines at all time + ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 10+ years of… more
- Citigroup (Irving, TX)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications** : + 6-10 years of… more