• Manager, Compliance - Trade Surveillance

    TD Bank (New York, NY)
    …role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in ... their needs today and prepare for tomorrow. Our services include underwriting and distributing new issues, providing trusted advice and industry-leading insight,… more
    TD Bank (07/10/25)
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  • Global Financial Institutions Group, Director

    SMBC (New York, NY)
    …Financing and Asset-based lending), Securitization Financing and other products. The Director/ Vice President role within the Financial Institutions Group will ... of ongoing credit and financial performance, periodic credit monitoring and re- underwriting , covenant and compliance reporting, and ad hoc analysis as necessary.… more
    SMBC (07/09/25)
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