- SMBC (Charlotte, NC)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The VP , IT Business Manager will report to the Director, IT Business Management, ... decks, sending CIO-wide communications, coordinating with multiple groups in IT, HR, Audit , Risk, etc., and keeping updated calendars reflecting key events. +… more
- JPMorgan Chase (Boston, MA)
- …to more than 150 clients across all alternative asset classes. **Job Responsibilities ( VP ):** + Lead and oversee the maintenance of books and records for ... support functions and internal/external stakeholders, including risk and control groups, audit , tax, compliance, implementation, and investor relations. + Mentor and… more
- Ivy Energy (San Diego, CA)
- Ivy Energy is at a pivotal inflection point. We are seeking a strategic VP of Finance & Accounting to architect the financial infrastructure that will support our ... 90 Days To ensure immediate impact, your first three months will focus on: + Audit & Streamline: Review the current month-end close process and implement a plan to… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head ... have 7+ years of experience in Operational Risk, Internal or External Audit within a dynamic international financial institution or financial services firm. +… more
- JPMorgan Chase (Columbus, OH)
- …compliance attestations and operational efficiency initiatives (eg, SharePoint, RBAC). + Oversee audit management, acting as liaison with Audit and coordinating ... Marketing operations experience + Experience in marketing controls, compliance, or audit functions. + Strong understanding of legal and compliance regulations… more
- Citigroup (New York, NY)
- …and remediation of corrective actions arising from Regulatory and Internal Audit findings. + Design, deliver, and maintain Market's E-Trading Controls, such ... reviews by global banking and securities regulators, Compliance testing, and Internal Audit of E-Trading business, including preparation of responses to findings and… more
- MUFG (New York, NY)
- …with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to ... determine MSIIs / audit points. Assist the broker dealer entity in correctly...overall experience, with hands-on proven experience in data management, Audit and Issues management and Data Governance + Strong… more
- JPMorgan Chase (Columbus, OH)
- …the firm, business, operations management, legal, compliance, risk, audit , regulators and technology control functions **Required qualifications, capabilities, ... required + 5+ years of financial service experience in control management, audit , quality assurance, risk management, or compliance + Proficient knowledge of control… more
- MUFG (Tampa, FL)
- …process management (BPM), risk control self-assessment (RCSA)), and independent risk and audit activities as directed + Contribute to and support the implementation ... from internal and/or external compliance examinations. + Combined experience in external audit , internal audit , and operational risk and/or compliance with… more
- JPMorgan Chase (Wilmington, DE)
- …providing representation for sprint planning + Support control framework and audit readiness through process and procedure updates, exception research, evidence ... preparation, and overviews for management, controls, and audit partners + Collaborate with suppliers to enhance Bureau procedures, aiming to standardize the approach… more