- Truist (Atlanta, GA)
- …reviews, watchlist management, and amendments/waivers, as well as executing compliance, audit and regulatory guidelines and reviews. The group is also responsible ... for early identification of emerging credit problems and industry trends to initiate risk mitigation actions and ensure appropriate capital allocation. Group members often have significant leveraged lending experience, capital structure knowledge, and legal… more
- JPMorgan Chase (Jersey City, NJ)
- …regulatory standards. + Represent WLS in business and risk forums, support audit cycles, and deliver insightful operational summaries. + Anticipate client and ... stakeholder needs, deliver creative solutions, and lead projects and working groups to enhance performance and efficiency. **Required Qualifications, Capabilities, and Skills:** + Undergraduate degree and a minimum of 7 years of Syndicated Loan operational and… more
- MUFG (Irving, TX)
- …professional certification preferred. + Minimum of 5 to 7 years' experience in audit , regulatory examination, compliance testing, or similar capacity. + Minimum of 3 ... to 5 years' experience within the banking and financial sector, with a focus on Federal and State laws, regulations, and supervisory guidance, risk management, or a combination of these disciplines within Front Office and support functions such as Risk… more
- MUFG (Tempe, AZ)
- …appropriate documentation for reporting processes and support periodic review and audit requests. **Qualifications:** + 3-5+ years of experience in Financial ... Services or Risk Reporting, with demonstrated exposure to credit risk concepts, regulatory standards, and bank credit portfolios. + Expert-level proficiency in Tableau, including advanced use of calculated fields, Level of Detail (LOD) expressions, IF and CASE… more
- Citigroup (Tampa, FL)
- …enterprise-level applications in ERM, Risk Management, Controls, Compliance or Internal Audit . + Proven experience in leading system development lifecycle processes, ... including comprehensive requirement gathering, design, testing, and deployment. + Demonstrated expertise in planning, executing, and managing User Acceptance Testing (UAT) activities, coordinating with diverse business user groups. + Extensive experience in… more
- Publicis Groupe (New York, NY)
- …+ Strong analytical and problem-solving skills with experience using performance audit tools **Additional information** Our Publicis Groupe motto "Viva La ... Difference" means we're better together, and we believe that our differences make us stronger. It means we honor and celebrate all identities, across all facets of intersectionality, and it underpins all that we do as an organization. We are focused on… more
- JPMorgan Chase (New York, NY)
- …skills** + 10+ years consumer regulatory compliance, supervision, controls, risk or audit experience + Minimum licensing requirement: FINRA Series 7 and Series 24 ... + Strong attention to detail + Strong background in alternative investments and marketing review + Familiarity with SEC and FINRA regulations on marketing + Financial services experience including a working knowledge of marketing and advertising practices and… more
- The Estee Lauder Companies (New York, NY)
- …engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & Sustainability to manage ... securities law compliance Proxy Statement *Lead prep/filing of the annual proxy statement, ensuring timely/accurate disclosures *Coordinate with cross-functional teams to compile and review relevant data/materials Corp Secretary Office Mgmt *Oversee daily… more
- Citigroup (Tampa, FL)
- …Minimum of 6-10 years of experience in operational risk management, compliance, audit , or other control-related functions in the financial services industry. + ... Ability to identify, measure, and manage key risks and controls. + Strong knowledge in the development and execution for controls. + Proven experience in control related functions in the financial industry. + Proven experience in implementing sustainable… more
- MUFG (Tempe, AZ)
- …with second line of defense (SLOD) review and challenge and Internal Audit . + Responsible for addressing, documenting and escalating Trigger Events for their ... assigned Engagements. + Support preparation of TPRM portfolio and third-party performance for Risk and Management Committees, as required. + Consults with the relevant Subject Matter Experts and acts as single point-of-contact for Third Party's completion of… more