- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to assess cross-border country risks and offer pragmatic solutions. + Maintain program to identify, track, and manage international regulatory change, and support ... expertise on servicing international clients. + Ability to balance supporting compliance in regulated environment with service-focused mindset. + Superior analytical… more
- Citigroup (New York, NY)
- …the broader franchise across Global Markets, including: High Touch Cash Sales Trading, Program Trading , Prime Brokerage, Advisory and Derivatives Sales in order to ... controls + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- MUFG (Jersey City, NJ)
- …**DNS, and IPAM** . + Be able to support audit, vulnerability, and compliance related efforts. + Familiar with project delivery methodologies related to network ... culture requiring continuous improvement to complex functions to coordinate security and compliance risks related to information systems and assets. Able to drive… more
- Nelnet (Lincoln, NE)
- …deadlines. + Act in place of manager in absence. + Ensure compliance with Federal regulations and departmental policies. **EDUCATION:** Four-year college degree ... loan repayment, life insurance & AD&D insurance, employee assistance program , employee stock purchase program , tuition reimbursement, performance-based… more
- Banc of California (Denver, CO)
- …YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... with the USA PATRIOT Act, Anti-Money Laundering (AML) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, state and federal) and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …firm's appetite for international business risk. + Manages the execution of program initiatives, such as implementation of process changes and remediation work that ... broader field and client communications related to the International program . + Serves as a primary point of conduct...partners + Ability to balance a strong culture of compliance in a highly regulated environment with the need… more
- Banc of California (Beverly Hills, CA)
- …is required + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to ... with the USA PATRIOT Act, Anti-Money Laundering (AML) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, state and federal) and… more
- MUFG (Tampa, FL)
- …products including loans and trades + Understanding of regulatory environment and compliance concerns preferred + Proven ability to solicit, define, and deliver ... * Develop paper-based and electronic documents and content for system or program documentation; write and edit training programs and materials; convert existing… more
- TD Bank (New York, NY)
- …Support internal initiatives related to documentation, process automation, and regulatory compliance . **Education & Experience:** + JD required, New York Bar ... to complete the application process, please email TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best way to reach you… more
- Catholic Health Services (Port Jefferson, NY)
- …responsibilities for the Chemical Dependency Programs and the Dental Residency Program . The Nurse Executive collaborates with Leadership personnel in fulfilling the ... reflect efficient use of nursing resources. + Provides direction in maintaining compliance with all relevant regulatory agency standards and legislation. + Maintains… more