- JPMorgan Chase (Tempe, AZ)
- …service and cultivating strong relationships. As the Central Supervisory Brokerage Manager VP within JP Morgan Wealth Management , you will oversee regulatory ... associates, and promote process improvements. Your efforts will help ensure compliance with industry regulations while supporting the firm's goals-based financial… more
- Emory Healthcare/Emory University (Duluth, GA)
- …agencies, including state surveys and third-party payor cost and reimbursement reports. ** RISK MANAGEMENT :** + Identify and assess financial risks, developing ... of financial management for assigned operating unit in partnership with VP of FP&A, Corporate Controller, and peer CFOs. + Develop and implement financial… more
- Wells Fargo (Charlotte, NC)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- East Boston Neighborhood Health Center (MA)
- …impaired or threatening patients, DV, Child or elder abuse reporting, special risk management clinical reviews, etc. BH and Other Strategic Initiatives ... that support and share NeighborHealth's mission and strategic priorities. In collaboration with VP of Human Resources and management team promote and support an… more
- Arena Investors LP (Jacksonville, FL)
- …Arena is looking to expand the team through the addition of a senior Compliance Officer. In this role, this individual will work closely with the compliance ... Reporting to the CCO, this position will be a broad generalist compliance role with full exposure across the business. Responsibilities: . Support front,… more
- BlackRock (New York, NY)
- …and actively managed products. This individual will be able to effectively manage compliance risk and help ensure compliance with regulatory requirements ... + 6-10 years of relevant experience from a legal and compliance department of a leading investment management /financial services organization.… more
- TYLin (Bellevue, WA)
- …project health reviews. + Manage sector compliance with legal, commercial, and risk management policies. **Team Leadership & Talent Development** + Lead and ... with other Sector Managers to promote integrated services and cross-discipline collaboration. ** Risk & Commercial Management ** + Guide commercial strategy and… more
- Citigroup (Tampa, FL)
- …requirements, Citi policies, standards and adapt the QA framework to meet new compliance standards, especially those impacting wealth management products such as ... data to complex product transactions. **Stakeholder Collaboration** : Collaborate with compliance , risk , legal, operations, technology, product owners, report… more
- MUFG (Los Angeles, CA)
- … Manager in PMG will be responsible for the implementation of the credit risk management function within GCIB (Global Corporate & Investment Bank) and more ... pertinent to making a decision with little support from management **Policy Compliance :** + Ensure compliance... framework **Support and mentor junior analysts in credit risk management process:** + Guide, train and… more
- JPMorgan Chase (New York, NY)
- …and contribute to the long-term success of our Regulatory Strategy program. Our culture in Risk Management and Compliance is all about thinking outside the ... including exams and on-going monitoring. + Working knowledge of Independent Risk Management functions ideally in areas such as Resiliency and Third Party… more