- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... ensuring accurate, timely, and executive level updates to the Vice President of Compliance Corporate...or related field.** + **7+ years of experience in compliance , business operations, risk management ,… more
- SMBC (New York, NY)
- …programs and initiatives within the control office, helping to oversee effective governance, risk management , and compliance across the organization. + ... reports. + Collaboration: Work closely with cross-functional teams, including front office, compliance , risk management , operations, and IT, to gather… more
- Meta (Charleston, WV)
- …Preferred Qualifications: 13. Experience developing and implementing effective data driven product risk management and compliance strategies. 14. Knowledge ... **Summary:** The Product Risk & Compliance ( Risk ) Product Analytics VP...scientists and data engineers and partners closely with Product Management , Engineering, Design and other core cross-functional teams to… more
- TD Bank (New York, NY)
- …an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio management of the department's initiatives & ... Compliance Control Room. + Familiarity with regulations and compliance strategies and risk management ;...evolving, sometimes ambiguous, matrixed environment. **General Job Posting:** The VP Compliance TDS oversees/leads a team(s) of… more
- TD Bank (New York, NY)
- …remediation related to Trade Surveillance programs. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates ... on the trade surveillance portfolio and related initiatives. The VP Compliance TDS oversees/leads a team(s) of...Risk , ensure that the Bank operates within the compliance risk appetite and that operational … more
- TD Bank (New York, NY)
- …of a global markets business in general including some product knowledge. + Strong compliance and/or risk management assessment background. + Some level of ... to review and assess whether the Business is adhering to internal ( risk management , oversight function and audit) and regulatory requirements, requests,… more
- Wayne State University (Detroit, MI)
- …This role reports directly to the Executive Assistant to the Vice President of Legal Affairs, Audit and Compliance and General Counsel. Essential Functions ... large and small data sets, contract or policy language. Compliance and Risk Management : +...School/College/Division: H88 - General Counsel Primary department: H8801 - VP General Counsel Employment type: + Regular Employee +… more
- Boys & Girls Clubs of Hartford (Hartford, CT)
- …accounting and audit best practices and state and federal law regarding nonprofit operations. Compliance & Risk Management + Manage internal controls, ... resonates with you, you'll find your place here. The Vice President of Finance is a strategic...implement, and enforce policies and procedures for all financial management functions, ensuring appropriate internal controls and compliance… more
- Citigroup (Tampa, FL)
- …the execution of Enterprise Risk Management Framework and adherence with Risk Management and Compliance Policies. + Review new or revised regulations ... firm and within MRM on matters related to model risk management + Maintain and enhance the...or failures + Participate in issue quality reviews ensuring compliance with Issue Management Policy, Standards and… more
- Atlas Sand Company, LLC (Austin, TX)
- …strategies to keep leaders and employees informed about policy expectations and compliance responsibilities. Risk Management & Reporting + Proactively ... compliance guidance. + Establish mechanisms to monitor compliance , close gaps, and proactively prevent risk ....or JD a plus. + 5+ years of HR compliance , employee relations, or policy management experience,… more