- MUFG (Tempe, AZ)
- …+ Managing a database activity monitoring (DAM) platform for security and audit compliance , including policy creation, event and trend analysis, performance ... Serve as a trusted partner to business, operations, development, risk and compliance teams providing database security subject matter expert (SME) guidance and… more
- MUFG (Irving, TX)
- …Responsibilities:_ Assist assigned AML Department Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of ... as appropriate. Establish and maintain superior customer service protocols with internal business partners. Provide governance and oversight for AML investigations,… more
- JPMorgan Chase (Jersey City, NJ)
- …with other senior level bank employees in Legal, Human Resources, Employee Relations, Compliance , and/or Audit throughout the course of any investigation. This ... Responsibilities:** + Be Responsible for leading investigations specific to internal fraud, insider trading, securities violations, antitrust, anti-corruption, Sarbanes-Oxley,… more
- MUFG (Tempe, AZ)
- …+ 6+ yrs experience in third party risk in an operational risk management, internal audit , management consulting or related risk position. + Proven capability to ... Third-Party Managers (TPMs) to ensure risk program is in compliance with applicable regulations. Keep current on changes in...KRM/KRI and Issue Management + Experience with control testing, audit background a plus + Experience in risk reporting… more
- JPMorgan Chase (Boston, MA)
- …at JPMorganChase, where your expertise in control management will shape our compliance and risk strategies. Elevate your career with opportunities for growth and ... are efficient and resilient. Your expertise will be key in coordinating audit and regulatory reviews, fostering a culture of transparency and accountability. **Job… more
- Citigroup (Getzville, NY)
- …years relevant work experience in Business Risk & Controls, Operational Risk Management, Audit , Compliance or other control function. + Strong analytical and ... MQA, Market Risk, and Finance + Implement processes for the effective internal Data Management controls by monitoring business data quality reports with associated… more
- BMO Financial Group (Reno, NV)
- …syndications. Ensures the required internal control standards, including adherence to audit , regulatory and compliance policies. + Develops new business by ... activities. + Acts as the prime subject matter expert for internal /external stakeholders. + Provides oversight, monitoring, and reporting specific to assigned… more
- Methodist Health System (Dallas, TX)
- …Serves as the hospital Compliance Officer and primary contact for internal audit functions and activities. Participates on applicable corporate oversight and ... monthly, quarterly and annual analyses and reviews to ensure budgetary oversight and compliance for the hospital and the operating departments. * Directs the overall… more
- MUFG (New York, NY)
- …distribution + Maintain close working relationships with Front Office, Operations, Risk, Audit , Compliance and Regulatory departments to ensure needs and ... regulations are met. **Controls & Compliance ** + Ensure compliance with the Firm's internal risk and compliance requirements, controls and procedures… more
- Methodist Health System (Southlake, TX)
- …Serves as the hospital Compliance Officer and primary contact for internal audit functions and activities. Participates on applicable corporate oversight and ... monthly, quarterly and annual analyses and reviews to ensure budgetary oversight and compliance for the hospital and the operating departments. * Directs the overall… more