- Citigroup (Tampa, FL)
- …provide compliance assurance, and ensure readiness for reviews and examinations by Internal Audit , Compliance Risk, Operational Risk, and Independent Risk, among ... business impact. The objective of this role is to lead in the execution of the regulations mapping workflow,...applicable ESPA requirements. + Liaise with Compliance, Risk, and Internal Audit on supporting various initiatives. +… more
- American Express (Phoenix, AZ)
- …of GFCC Governance, the Head of Training, Policy and Standards (TPS) will lead efforts multiple integrated workstreams to enable compliance with the firm's Financial ... excellence initiatives within a complex global financial institution. **_Responsibilities_** * Lead the GFCC PST organization, comprising teams dedicated to learning… more
- Citigroup (Getzville, NY)
- …Recommends Corrective Action Plans (CAPs) and / or Risk Exceptions (REs). + Support Internal Audit reviews and/or internal Control reviews. + Assists with ... as a Business Execution Continuity of Business (CoB) Senior Lead Analyst in support of US Personal Banking, Wealth...and workflow mapping. + 2+ years experience working with internal /external audit /regulatory groups is preferred. + Advanced… more
- SMBC (New York, NY)
- …and Technology teams to ensure program objectives align with regulatory expectations and internal control standards. + Lead the coordination and execution of ... across the organization. We are seeking experienced Program Managers to lead enterprise-wide data transformation and governance initiatives. The ideal candidates… more
- JPMorgan Chase (Plano, TX)
- …templated vs. custom-made content, automated expiration workflows, legal holds, and audit trail requirements across business. + Lead cross-functional compliance, ... As a transformational digital product leader, you will lead our Content Management Platform Services within Global Banking, navigating the intersection of product… more
- Citigroup (Getzville, NY)
- …Technology, Prime Legal, Compliance (NY/NJ), Compliance Independent Assurance testing, and Internal Audit . Externally, this role regularly interfaces with ... COO, & CFO) as to the strength of the internal control framework (known as the 17a-5 Annual Compliance...audit of 15c3-3 Possession or Control. **Responsibilities:** + Lead teammates and work cohesively with peers across the… more
- Citigroup (Irving, TX)
- …role will provide significant exposure to senior management in Risk, Finance and Internal Audit . Reporting Structure and Responsibilities: The SVP Capital and ... Excellent leadership and managerial skills, including the ability to lead a team to perform comprehensive reviews + Strong...FFIEC 101, FR Y-9C etc.) or Basel Regulator Capital Audit functions is preferred + Understanding of Basel RWA… more
- Modivcare (Denver, CO)
- …completion of POAMs. + Oversees newly implemented technologies and coordinate internal /external audits. + Defines Secure Application Development Best Practices and ... Processes. + Owns Audit application architectures and environments to ensure security standards...+ Owns attainment of high employee satisfaction and retention; lead development of program and initiatives within group to… more
- The Estee Lauder Companies (New York, NY)
- …proposals, stakeholder engagement *Collaborate across departments: IR, Finance, Treasury, Tax, Internal Audit , Communications, HR, and Corp Citizenship & ... Sustainability to manage securities law compliance Proxy Statement * Lead prep/filing of the annual proxy statement, ensuring timely/accurate disclosures *Coordinate… more
- JPMorgan Chase (Chicago, IL)
- …Control Management professionals. As a Control Manager within CIB Finance, you will lead efforts to identify risks and assist in the development of risk mitigation ... build creative solutions and advance the control agenda. **Job Responsibilities:** + Lead the Commercial and Investment Bank Finance and Business Management Global… more