- Citigroup (New York, NY)
- …requirements and relevant processes Governance, Risk & Controls + Assist in internal audit reviews, providing materials and address concerns arising from ... team focusing on key priorities, routines and deliverables + Partner with Data Lead and Senior Leadership team and Business Execution peer teams to deliver on… more
- MUFG (Jersey City, NJ)
- …reviews feasibility of new or revised systems and procedures; manages the internal audit process to ensure compliance with organizational standards. ... re-assesses pipeline, and manages assignments as necessary. (15%) + Supports team lead on leadership responsibilities as needed, acting as backup manager during team… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …standards. Partner with Legal and Compliance teams to mitigate risk and maintain audit readiness. + **Team Leadership & Development:** Lead , mentor, and develop ... and performance metrics to assess transition success and operational effectiveness. Lead cross-functional initiatives to improve advisor onboarding and retention. +… more
- Citigroup (Tampa, FL)
- …Drive process simplification and continuous improvement. + Engage with 2nd lines of defense, Internal Audit , HR Risk and Controls and Compliance on the closure ... This position is part of the Human Resources (HR) regulatory management team formed to lead HR's end to-end regulatory issue lifecycle. This role will be part of the… more
- JPMorgan Chase (Boston, MA)
- …(ETF) Operations Control Manager within the Operations Control Team, you will lead efforts to strengthen our control environment and mitigate operational risks by ... are efficient and resilient. Your expertise will be key in coordinating audit and regulatory reviews, fostering a culture of transparency and accountability. **Job… more
- JPMorgan Chase (Tampa, FL)
- …Wholesale KYC Operations Reviewer team, part of Digital and Platform Services, you will lead a team of Reviewers in North America to ensure efficient and timely ... your team is aware of and adheres to all updates + Identify, lead , and implement process improvements, providing subject matter expertise on critical process and… more
- Mizuho Corporate Bank (New York, NY)
- …performing financial and /or regulatory reporting , regulatory reporting quality assurance or internal audit + knowledge of BASEL rules, broker dealer regulatory ... for Mizuho Americas regulatory reporting. The position will (1) lead planning and execution of periodic reviews of regulatory...project management and people management , to execute and lead the testing workstreams from the beginning to the… more
- BlackRock (Wilmington, DE)
- …experience and maximize ROI. **As Head of Productivity Solutions, you will:** + Lead a team of product managers and analysts focused on productivity platforms ... goals and user needs. + Champion platform governance, ensuring compliance with audit , privacy, and InfoSec standards. + Partner with engineering and operations to… more
- Citigroup (Washington, DC)
- …branch controls and compliance, to effectively manage risk and ensure positive internal audit ratings + Identify training needs, identify career progression ... performance evaluations, compensation, hiring, disciplinary actions and terminations + Lead the recruitment/selection of staff across sales and operations roles… more
- Citigroup (Tampa, FL)
- …Policy. + Perform liaison activities during audits by regulatory examination agencies, and internal / external audit groups where CoB is involved. This includes ... with Third Party oversight, risk and/or relationship management. + 8+ years in lead role within Banking or Financial Services industry experience + 5+ years of… more