- SitusAMC (New York, NY)
- …think global but act local - come join our team! The general role of the Vice President in the Transaction Services area is to manage the legal, due diligence ... and closing process for loan originations and other credit investments. The Transaction Manager participates as a key team member in the overall loan origination… more
- BlackRock (New York, NY)
- …New York preferred, but open to other locations (ie, London) **Job Level:** Vice President **Job Purpose:** Since its inception in 2013, the BlackRock ... + Manage key internal partnerships with our Legal & Compliance team and stakeholders, such as key leaders, previous...previous sales experience + Strong leadership, project management and manager skills For New York, NY Only the salary… more
- JPMorgan Chase (Plano, TX)
- …advancing protective strategies and propelling continuous improvement. As an Assessments & Exercises Vice President in the Cyber and Tech Controls line of ... tools, and frameworks to ensure alignment with the firm's strategy and compliance with regulatory requirements + Evaluate controls for effectiveness and impact on… more
- TD Bank (New York, NY)
- …other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... your recruiter who can provide you more specific details for this role. **Job Description:** This VP , Compliance is a key member of the TDS US Compliance … more
- JPMorgan Chase (Columbus, OH)
- …Operations Team , you will establish and oversee risk management and compliance frameworks for Corporate and Investment Banking marketing. This strategic ... teams including CMOs, Marketing Automation, Payments Operations, Controls, Legal, Compliance , and Finance to define and implement robust processes that… more
- JPMorgan Chase (Chicago, IL)
- …frameworks, and make a meaningful impact by supporting our operational risk and compliance standards. As a Program Control Manager in the Global Banking ... Sub-Line of Business (Sub-LoB) within the Commercial and Investment Bank (CIB), you will oversee the governance and administration of the Compliance and… more
- JPMorgan Chase (New York, NY)
- …team of specialists focused on fundamental wealth management disciplines, including investment management, wealth planning, philanthropy, credit and banking. As a ... Marketing Supervisory Manager within Asset & Wealth Management, you will provide...of business and regions. **Job responsibilities** + Collaborate with Compliance and Legal teams in order to help ensure… more
- JPMorgan Chase (San Jose, CA)
- …in a principal capacity and 2 years of experience within the securities investment industry supervision, compliance , or risk capacity, in retail investments. + ... span the full spectrum of asset classes through our global network of investment professionals while utilizing the latest technology and resources of the entire… more
- Citigroup (Boston, MA)
- …work closely with internal counterparts including, but not limited to, Investment Banking, Treasury & Trade, Credit, Derivative Markets, Loan Syndications, Debt ... as well as the monitoring of the existing credit portfolio. + Ensure compliance with regulatory requirements and Citi's policies / guidelines at all times +… more
- Citigroup (Jersey City, NJ)
- …future state target operating model: risk and controls, regulatory compliance , process re-engineering, automation, people and culture, data transformation, ... technology investment and client service. This is a large and...Do:** The team is currently recruiting for a Program Manager to lead the DTCC Equities Clearing and Settlement… more