- BMO Financial Group (New York, NY)
- …to ensure that the First Line of Defense responsibilities outlined in the Legal Regulatory Compliance Risk Management (LRCRM) Policy, the Enterprise ... of necessary changes. + Stakeholder Collaboration: Work closely with senior management, legal , compliance , and other relevant stakeholders to promote a culture… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
- MUFG (New York, NY)
- …A member of our recruitment team will provide more details. **Job Summary:** The VP of Markets and Trading Operational Risk Management reports directly to the Head ... First Line of Defense (FLOD) markets and trading operational risk activities and compliance with the Markets and Trading Risk Framework and risk policies. + Manage… more
- The Estee Lauder Companies (New York, NY)
- …corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage departmental budget, ... and follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and disclosure… more
- MUFG (New York, NY)
- …lifecycle of the trade + On-board clients in coordination with the firm's credit, legal , compliance , and operations teams + Mentor and develop junior salespeople ... investor clients. Institutional investor clients include Insurance Companies, Banks, Non- Bank Financial Institutions, Central Banks, GSEs, SSA, Asset Managers, Hedge… more
- BlackRock (New York, NY)
- …four to seven years' experience as a lawyer in a major law firm or the legal department of an asset manager, investment bank or other leading organization. + ... other pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Legal team works with business teams to develop investment management… more
- JPMorgan Chase (New York, NY)
- …across multiple lines of business and regions. **Job responsibilities** + Collaborate with Compliance and Legal teams in order to help ensure adherence to ... assets under management of $1.4 trillion. JP Morgan Private Bank has been helping the world's wealthiest individuals, families,...Ability to work in close partnership with colleagues in Compliance , Legal , Risk, Controls and the business… more
- MUFG (Irving, TX)
- …Financial Crimes Division (GFCD) HQS Technology team. This position will support the Bank 's GFCD compliance program, specifically focusing on the development and ... systems **Qualifications:** + Bachelor's Degree or equivalent work experience in compliance , legal or risk functions. + 7 years of financial crimes experience.… more
- BMO Financial Group (Chicago, IL)
- …credit decisions/recommendations in accordance with sound credit-granting principles and in compliance with Bank Policy & Procedures. Works with stakeholders ... portfolio of high risk borrowing accounts by applying expertise to reduce the Bank 's loss exposure and manage risks. Advises internal and external stakeholders on… more
- MUFG (New York, NY)
- …skills with ability to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized ... and timely ratings to management + Conduct due diligence and attend bank /customer meetings as required + Coordinate and communicate critical account information… more