- The Estee Lauder Companies (New York, NY)
- …corporate records and regulatory filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage departmental budget, ... and follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and disclosure… more
- JPMorgan Chase (New York, NY)
- …business, compliance , other internal control functions, internal and external legal colleagues as well as regulators, including the US Securities and Exchange ... its Equities Practice Group within the Corporate & Investment Bank as a Broker-Dealer & Cash Equities Attorney. As...in New York - required. + Minimum 5 years legal or compliance experience at a law… more
- JPMorgan Chase (Columbus, OH)
- …Attorney in the Digital Products & Experience Legal Team, you will provide legal coverage for the bank 's online platforms and digital tools, focusing on ... high-performing team that supports Chase's digital initiatives and ensures compliance with applicable laws and regulations. The Legal... compliance with applicable laws and regulations. The Legal Department at JPMorgan Chase & Co. manages … more
- MUFG (Irving, TX)
- …or Quality Assurance ("QA") within the banking industry, investigative, and/or legal / compliance functions **Education, Licensure, Experience:** * Bachelor's ... aspects of Enhanced Due Diligence ("EDD") for Banks and Non- Bank Financial Institutions. The role holder is responsible for...Management to evaluate potential financial crime risk to the Bank , including the possible decision of management to exit… more
- BlackRock (San Francisco, CA)
- …larger team in multiple locations. The individual will provide Anti-Money Laundering ("AML") compliance support for two regulated legal entities and also lead ... audits. + Manage the day-to-day responsibilities for the AML compliance program and framework for two regulated legal...+ Extensive knowledge of AML regulations; including the US Bank Secrecy Act, the USA PATRIOT Act, OCC regulations… more
- MUFG (Los Angeles, CA)
- …credit risk management function within GCIB (Global Corporate & Investment Bank ) and more specifically the Entertainment Finance Industry Vertical. Entertainment ... + Either as the deal team leader or member, underwrite new bank debt transactions according to established policies and guidelines for non-investment grade… more
- MUFG (Irving, TX)
- …and transnational data infrastructure. + Collaborate with cross-functional teams including legal , compliance , IT, and product to ensure data strategies ... instrumental in supporting global initiatives, managing multi-stakeholder projects (Business, Compliance and Technology), and ensuring regulatory-compliant data operations across… more
- MUFG (New York, NY)
- …skills with ability to explain transaction structures to management + Knowledge of legal and compliance regulations and accounting rules pertinent to securitized ... and timely ratings to management + Conduct due diligence and attend bank /customer meetings as required + Coordinate and communicate critical account information… more
- Citigroup (New York, NY)
- …+ Ensure compliance with financial guidelines, company policies and relevant legal regulations. + Detail oriented and strategic thinker that can prioritize and ... **About Citi** Citi, the leading global bank , has approximately 200 million customer accounts and...regulatory matters + Execute vendor management activities, including ensuring legal requirements are met and coordinating contract negotiation and… more
- Citigroup (Florence, KY)
- …timeline * Facilitate both gap and root cause analysis (RCA) exercises between Legal , Compliance , Operations, Technology, Risk and the line of business in ... Financial Crimes Program in partnership with multiple functions such as Compliance , Operations, Technology, Risk, Audit, and multiple stakeholders at all levels… more