- Citigroup (Jersey City, NJ)
- …surveillance, employee trading, outside activities surveillance, and information barrier controls/surveillance. This Vice President ( VP ) role sits within the ... groups (Investment Banking Advisory and Capital Markets) as well as Legal and Compliance colleagues regarding Information Barriers, Wall Crossing Procedures,… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation is seeking a detailed-oriented Vice President to oversee the closing process for the ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Wells Fargo (Philadelphia, PA)
- …Manage and oversee credit aspects of a broad portfolio of insurance companies. Vice President Portfolio Managers oversee and credit manage an assigned portfolio ... connected with leveraged credit extensions. + Lead the review and negotiation of legal documentation in partnership with internal and external counsel. + Direct and… more
- Citigroup (New York, NY)
- …the access to corporates for our institutional clients + Liaises with both corporate and institutional clients, and the planning and organization of the actual ... Works in close partnership with control functions such as Legal , Compliance, Market and Credit Risk, Audit, Finance in...and the Plan of Supervision for Global Markets and Securities Services + Adheres to all policies and procedures… more
- NBC Universal (New York, NY)
- … legal department. + Strong technical expertise in corporate legal matters and related practice areas including securities and disclosure, antitrust, ... transactions and real estate, as well as assisting with securities and corporate governance matters. You will...You will serve as a key strategic partner providing legal advice and transactional support to our procurement, finance… more
- Berkshire Bank (Boston, MA)
- …Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP , Compliance Officer Asset Management will develop, strengthen, and maintain the compliance ... (Trust department) business and the Berkshire Banc Investment Services business. The VP , Compliance Officer is also responsible for understanding and advising on the… more
- BMO Financial Group (New York, NY)
- …Capital Markets is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and ... + Reads, analyzes and interprets common technical journals, financial reports, and legal documents in order to better serve client needs. + Develops marketing… more
- MUFG (New York, NY)
- …matters such as product roadmap, project plans, operating model, system requirements, legal and compliance reviews. + Works with front-line and customer advocacy ... presentations. + Works with sales partners in the Japanese Corporate Banking Division to ensure alignment on product offerings,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- PVH Corp. (New York, NY)
- …+ Arranging regular meetings with direct reports to the Executive Vice President , General Counsel & Secretary, the Legal Leadership Team, the Legal ... Executive Assistant to the General Counsel will provide direct support to the Executive Vice President , General Counsel & Secretary. This role is privy to the… more
- Cardinal Health (Providence, RI)
- …and image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, ... **_What Legal Management contributes to Cardinal Health_** Legal...independently in a fast-paced setting with oversight from the Vice President , Privacy. This role will work… more