- JPMorgan Chase (New York, NY)
- As a Vice President Electronic Trading Product Manager within JPM's Electronic Client Solutions (ECS), you will play a pivotal role in developing low-latency ... with the firm's prime brokerage services, which include leveraged financing and securities lending . In this client-facing role, you will have the opportunity to work… more
- NBC Universal (Orlando, FL)
- …You'll learn more about this during the recruitment process. JOB SUMMARY: The Vice President of Legal and Business Affairs is responsible for managing ... priorities and milestones for transactions; and oversight of contract and compliance tracking. + Negotiating, drafting, and interpreting complex agreements such as… more
- BMO Financial Group (Minneapolis, MN)
- Facilitates decisioning and analysis of all types of credit information to support lending decisions and processes for the bank. Maintains and promotes a client ... recommendations in accordance with sound credit-granting principles and in compliance with Bank Policies & Procedures. **Responsibilities:** + Establishes… more
- MUFG (Los Angeles, CA)
- …to identify deterioration or negative management control trends and review compliance with policies, guidelines, and regulations. + Prepare periodic Risk Profile ... examiners. **Qualifications:** + 15+ years work experience, plus significant lending /examination experience + Expertise in commercial real estate and commercial… more
- MUFG (Los Angeles, CA)
- …part of the Portfolio Management Group (PMG) team supporting the EF lending business. Critical functions of this position include assessing risk factors associated ... pertinent to making a decision with little support from management **Policy Compliance :** + Ensure compliance with external regulatory/internal policy and… more
- Wells Fargo (New York, NY)
- …clients, we provide corporate and transactional banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions ... of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange...and are required to report certain incidents. + Specific compliance policies may apply regarding outside activities or personal… more
- MUFG (New York, NY)
- …and compliance regulations and accounting rules pertinent to securitized lending + Good time-management skills and ability to multi-task, team player, strong ... for market research and producing portfolio presentations for management **Policy Compliance ** + Ensure compliance with external regulatory/internal policy and… more
- JPMorgan Chase (Chicago, IL)
- …team's role in supporting and advising on all significant business, controls and compliance initiatives, as well as various cross-line of business projects. If you ... and provide training to the business + Partner with Risk, Controls, and Compliance colleagues regarding operational and regulatory risk and control issues and the… more
- MUFG (Irving, TX)
- …team will provide more details. Responsible for providing AML, BSA, USA PATRIOT Act compliance support to an assigned function. This role will serve as a Subject ... Matter Expert (SME) on all matters for AML/BSA compliance for MUFG. **Responsibilities** + Provides full advisory services to First and Second Lines of Defense on… more
- JPMorgan Chase (Chicago, IL)
- …complex loans, coordinating the credit approval process, and ensuring compliance with established underwriting standards and guidelines. This role provides ... estate closing process, including reviewing due diligence + Oversee compliance with established underwriting standards and guidelines, credit approval requirements,… more
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