• Vice President , Compliance…

    TD Bank (New York, NY)
    …organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, at a global financial institution. + ... This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of… more
    TD Bank (07/26/25)
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  • Compliance Manager, Trade Surveillance Initiatives…

    TD Bank (New York, NY)
    …**Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... focus on the electronic communications surveillance portfolio and initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals… more
    TD Bank (06/11/25)
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  • Manager, Compliance - Trade Surveillance

    TD Bank (New York, NY)
    …role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in ... Products, Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing… more
    TD Bank (07/10/25)
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  • Voice Recording Product Manager

    TD Bank (New York, NY)
    …cybersecurity requirements. + Power Bi reporting + Teams/SharePoint/ MS tools The VP - Technology Solutions TDS is responsible to provide expert advice and ... infrastructure design, system integrations, capacity management and cost planning, and regulatory readiness across global trading environments. You will be the key… more
    TD Bank (08/02/25)
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