- TD Bank (New York, NY)
- …emerging issues, trends and the evolving regulatory requirement and assess the potential impact to TDS . + Support the TDS US ORM team and TDS US Chief ... operations in the US, in line with Group and regulatory requirements. The successful candidate will be a strong...and communities in which they live and serve. The VP Risk TDS responsibility is to bring… more
- TD Bank (New York, NY)
- …organization. + JD desirable but not required + Knowledge of operations, finance, regulatory reporting , sales and trading, at a global financial institution. + ... This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core...develop Testing and Monitoring metrics, and contribute to department reporting + Support issues management development and tracking of… more
- TD Bank (New York, NY)
- …of enterprise projects / programs requiring TDS representation. **JOB DESCRIPTION** Reporting to the Associate Vice - President and Managing Director, ... Manager, TDS G&C is to support all TDS businesses globally in adherence to regulatory ...others, including those who do not have a direct reporting relationship + Strong communicator, with excellent oral, written… more
- TD Bank (New York, NY)
- …across various asset classes, while mainly focusing on Equities and Options. The VP Trading Business Management TDS is responsible to provide the leadership ... surveillance and business conduct reviews. + Compile Electronic Trading management reporting on trade capture metrics, regulatory scorecards, policy exceptions… more
- TD Bank (New York, NY)
- …**Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... focus on the electronic communications surveillance portfolio and initiatives. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals… more
- TD Bank (New York, NY)
- …role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in ... Products, Foreign Exchange and Commodities, Equities Options and Futures. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing… more
- TD Bank (New York, NY)
- …solving highly complex financial management/ specialized accounting / taxation / audit / regulatory reporting and operational issues + Acts as the primary ... groups:** TD Bank Group **Reports to:** T. Daris Isbell, VP , Head of US Tax **Position Summary** The Director...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
- TD Bank (Lexington, SC)
- …governance and advises business and corporate segments on industry practices and regulatory requirements. **Depth & Scope:** + Contributes to the design and ... + Develops process for review and appropriate monitoring and reporting + Supports the development and maintenance of the...preparation of accurate and timely financial reports to US regulatory agencies like the Federal Reserve Board (FRB) or… more
- TD Bank (New York, NY)
- …cybersecurity requirements. + Power Bi reporting + Teams/SharePoint/ MS tools The VP - Technology Solutions TDS is responsible to provide expert advice and ... infrastructure design, system integrations, capacity management and cost planning, and regulatory readiness across global trading environments. You will be the key… more
- TD Bank (Greenville, SC)
- …and advises business and corporate segments on industry practices and regulatory requirements.** **As a Treasury Management Challenger,** **with focus in Asset ... the organization** **Develops process for review and appropriate monitoring and reporting ** **Supports the development and maintenance of the Managerial Governance… more