- Banc of California (Santa Ana, CA)
- …of regulatory compliance and are seeking an experienced and proactive CTR and Screening Manager to join our BSA Department. The VP , BSA/OFAC CTR and Screening ... well as the monitoring, screening, and investigation of other related regulations. The manager will play a critical role in ensuring the operations are fully… more
- MUFG (Tampa, FL)
- …objectives and commitments regarding EOL identification and remediation (Regulatory and Audit exams and issues, self-identified issues, information risk control ... operations, maturity and enhancement initiatives). + Drive proactive risk remediation by identifying cost avoidance opportunities. + Coordination, management, and… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit ) to assess risks, develop and ... classes, while mainly focusing on Equities and Options. The VP Trading Business Management TDS is responsible to provide...findings and open gaps. + Contribute metrics to Conduct Risk Committees and Vice Chair supervision meetings,… more
- Scotiabank (Dallas, TX)
- …control weaknesses. The Office of the GBM Audit COO supports the Senior Vice President of GBM&T Audit in the administration, coordination, and ... data analysis over audit cycle coverage, upcoming audit plan, risk assessment, audit ...emerging risks to the Bank. + Supporting the GBM&T Audit COO Director and Senior Manager in… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This VP , Compliance is a key member of the TDS US Compliance Monitoring & Testing ... other aspects of the Core Compliance program as needed. The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Banc of California (Santa Ana, CA)
- …employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP Assistant Controller will be critical in overseeing the bank's general accounting ... in accounting processes. + Partner cross-functionally with Treasury, FP&A, Enterprise Risk , Corporate Real Estate and Business Operations to support business… more
- NBC Universal (Englewood Cliffs, NJ)
- …of the audit cycle. The Senior Manager will report to the Vice President , Internal Audit . Responsibilities: + Participates in the SOX planning ... expected to be completed during 2025. Overview: The Senior Manager , Internal Audit will work collaboratively and...process including risk assessment and scoping. + Performs walkthroughs to identify… more
- Citigroup (New York, NY)
- …ad hoc projects as requested. **Responsibilities:** + The Business Associate Vice President supports the Global Head of Internal Audit -Legal, Compliance & ... The Business Associate - Vice President is a mid-level position...Risk and Business Execution Manager on day-to-day operational activities within Internal Audit… more
- MUFG (Tempe, AZ)
- …information security, and/or operational risk management, (includes operations, operational risk management, compliance, audit , and third-party risk ... address the issues. **RESPONSIBILITIES** + Work with Business Unit Risk Managers' (BURMs') teams to identify potential issues and...by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +… more
- MUFG (Tempe, AZ)
- …team and the primary focus will be on the Enterprise Information System's Governance, Risk , and Compliance team. The role will be a contributor for managing complex, ... areas such as Policy Management, Cybersecurity Controls and Reporting, and Cyber Risk Quantification in both Cloud and on--premise environments with an emphasis on… more