- JPMorgan Chase (Jersey City, NJ)
- …activities across functional partners and ensures adherence to the firm's risk , controls, compliance , and regulatory requirements + Effectively manages ... timelines and dependencies while monitoring blockers, ensuring adequate resourcing, and liaising with stakeholders and functional partners **Required qualifications, capabilities, and skills** + 5+ years of experience or equivalent expertise in product… more
- JPMorgan Chase (Jersey City, NJ)
- …+ Partner with stakeholders, business management, other control groups (ie risk management, compliance , fraud prevention), external auditors, and regulators, ... establishing strong working relationships while maintaining independence + Effectively manage teams where required, performing timely review of work performed and providing honest and constructive feedback + Implement and execute an effective program of… more
- JPMorgan Chase (Tampa, FL)
- …activities across functional partners and ensures adherence to the firm's risk , controls, compliance , and regulatory requirements + Effectively manages ... timelines and dependencies while monitoring blockers, ensuring adequate resourcing, and liaising with stakeholders and functional partners **Required qualifications, capabilities, and skills** + 5+ years of experience or equivalent expertise in product… more
- JPMorgan Chase (Tempe, AZ)
- …activities across functional partners and ensures adherence to the firm's risk , controls, compliance , and regulatory requirements + Effectively manages ... timelines and dependencies while monitoring blockers, ensuring adequate resourcing, and liaising with stakeholders and functional partners + Create solutions that enhance product delivery and customer experiences while identifying opportunities for… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- As the Vice President , Sanctions Officer, you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to the ... adherence to OFAC and international sanctions regulations and driving proactive risk -based initiatives to protect the firm from legal, regulatory, and reputational… more
- SMBC (Jersey City, NJ)
- …in the sourcing space. Partner with adjacent infrastructure functions in legal, risk management, HR, compliance and accounts payable in executing robust ... vendors through entire onboarding lifecycle, including RFAs / RFPs, risk assessment, supplier selection, contract negotiation and accounts payable activation.… more
- Santander US (Dallas, TX)
- CIB Trade Settlement Loan Operations Team Lead, Vice President Country: United States of America **Your Journey Starts Here:** Santander is a global leader and ... timely and accurate settlement of syndicated loan trades, managing operational risk , and driving process improvements in a fast-paced, high-volume environment.… more
- BlackRock (Princeton, NJ)
- …policies and industry standards. + Coordinate cross-functional initiatives to ensure ongoing compliance and oversight of the firm's technology risk framework. + ... leaders in technology and finance? At BlackRock, we are looking for Risk Management Operations Engineeres who like to innovate and solve sophisticated problems.… more
- MUFG (New York, NY)
- …deterioration of individual companies in the portfolio and maintain timely and accurate risk ratings + Staying current on changes and potential changes in the sector ... to management operate. + Provide real-time feedback to deal teams about MUFG risk appetite for transactions + Provide structuring input and make recommendations on… more
- JPMorgan Chase (Pittsford, NY)
- …knowledge of securities industry rules and regulations, providing a strong foundation for compliance and risk management. + Experience as a Supervisory or ... and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team...based on prior findings to enhance system logic for risk -based reviews. + Review, draft, and update desktop procedures,… more