- Citigroup (Tampa, FL)
- …app DBAs and developers, allocating work as necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Mizuho Corporate Bank (New York, NY)
- …Debt Capital Markets, Equity Capital Markets, Financial Sponsors, Rates / Derivatives, Risk , etc. + Mentor, develop and train Analysts and Associates across the ... + Attend bank meetings, industry events, conferences, and seminars + Ensure compliance of all internal and external matters in accordance with banking regulations,… more
- Citigroup (Tampa, FL)
- …Consolidation of Liquidity Balances and Liquidity metrics + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Tampa, FL)
- …+ Performs other duties and functions as assigned. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Tampa, FL)
- …standards negotiating with external parties when necessary + Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Tampa, FL)
- …to senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Berkshire Bank (Boston, MA)
- …- $170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP , Compliance Officer Asset Management will develop, strengthen, and maintain the ... This position will provide leadership and strategy for the compliance and risk management of the Wealth...business and the Berkshire Banc Investment Services business. The VP , Compliance Officer is also responsible for… more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI...a pivotal role in shaping the future of AI risk management and compliance within our Compliance ... various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups...and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups to identify, develop and build out… more
- University of Rochester (Rochester, NY)
- …CFO and Treasurer, with a close working relationship with the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, ... time Scheduled Weekly Hours: 40 Department: 100005 Ofc Exec VP Admin & Finance Work Shift: UR - Day...senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: +… more
- Seattle Children's (Seattle, WA)
- …environment and leverages this knowledge to create a vision of how risk -based compliance initiatives can work effectively, practically and coherently throughout ... the development, execution and advancement of an effective, integrated enterprise-wide compliance , ethics and internal audit program in support of Seattle Children's… more