- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance ... regulatory requirements and assisting business units to manage their regulatory risk . **Key Responsibilities:** + Assist in drafting and maintaining comprehensive… more
- Banc of California (Denver, CO)
- …employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP , Underwriter will perform analysis, due diligence and underwriting of proposed ... and/or restructuring of specific loan request. + Identify the credit risk and suggest mitigants. Apply appropriate asset-based lending techniques when evaluating… more
- MUFG (Jersey City, NJ)
- …critical professional disciplinary areas such as Policy Management, Cybersecurity Controls and Reporting , and Cyber Risk Quantification in both Cloud and ... focus will be on the Enterprise Information System's Governance, Risk , and Compliance team. The role will be a...to operational losses or regulatory breaches. **Cybersecurity Controls and Reporting :** + Represent EIS GRC in various working groups… more
- Citigroup (New York, NY)
- …potential market abuse. The opportunity is within the Global Markets Non-Financial Risk group and more specifically within Conduct Risk . Predominantly operating ... (Market Abuse Regulation) related behaviours through trading experience, compliance, risk , or other related business roles will be very...(eg SP/Rates Middle Office). Based in New York and reporting to the Head of GSP Transaction Monitoring, the… more
- Citigroup (Tampa, FL)
- …liquidity data environment that meets policy requirements and enables effective data risk management across the function. **Responsibilities:** + Help create ... designing controls to mitigate key data -related risks. + Ensure that data management activities comply with the Enterprise Risk Management Framework,… more
- Citigroup (New York, NY)
- …of performance of Payables Finance Products, including client experience, pricing, risk , and distribution. + Assist in the implementation of performance improvement ... analysis; understand financials and engage with NA Finance partners on monthly reporting , outlook, month end results, budgeting, mid-year forecasting, and other ad… more
- Robert Half Finance & Accounting (Sacramento, CA)
- …Drive finance-related digital transformation initiatives and system implementations to improve data accuracy, reporting speed, and operational efficiency. + ... for an international company to lead financial operations, compliance, and reporting across its subsidiaries, to include Latin American countries. This strategic… more
- MUFG (Jersey City, NJ)
- …existing enterprise systems. + Select and integrate tools that support financial data governance, risk management, and secure operations. Reliability & ... Data Loss Prevention (DLP), Key Management Systems (KMS), and support for data retention policies. Risk Management & Audit Readiness + Design architectures… more
- Banc of California (Escondido, CA)
- …deterioration, as applicable. Conduct annual reviews of loans and identify any risk rating changes. Keeps apprised of industry related, political and regulatory ... and commercial real estate loans. + Performs independent credit analysis and risk assessment of existing credit requests. Including, but not limited to, preparing… more
- Banc of California (Escondido, CA)
- …deterioration, as applicable. Conduct annual reviews of loans and identify any risk rating changes. Keeps apprised of industry related, political and regulatory ... loans, and commercial real estate loans. * Performs independent credit analysis and risk assessment of new and existing credit requests. Including, but not limited… more