- Charles Schwab (Lone Tree, CO)
- …location._ As a Sr. Specialist , Service Associate in our Centralized Service & Operations group, you will be joining a team that supports our Schwab Wealth ... service and the ability to contribute to the Schwab Wealth Advisory Investment strategy. **What you have** **Required Qualifications:** + Undergraduate degree… more
- Truist (Charlotte, NC)
- …cases. + Employee must have a thorough knowledge of retail brokerage and investment advisory industry rules, regulations and operations . + Strong organizational ... Divisional Supervisors tasked with supervisory oversight and monitoring of the firm's Investment Advisory business. Assist with escalated items as requested from the… more
- Regions Bank (Houston, TX)
- …+ College Degree or Technical School Certification **Additional Preferences** + Paralegal, Trust Operations , Investment Operations , Wealth Management ... into the careers section of the system. **Job Description:** At Regions, the Wealth Management Relationship Team Administrator (RTA) - Safe Act will lead the area's… more
- Robert Half Finance & Accounting (San Francisco, CA)
- Description Client Service Specialist - Wealth Management $80-90K + Bonus + 6% 401(k) Match | San Francisco (Hybrid) Jennifer Fukumae with Robert Half Finance & ... wealth management firm to hire a Client Service Specialist . This team supports ~700 client families with highly...and general service workflows Requirements + 3+ years in wealth management, brokerage, or investment advisory +… more
- Deloitte (Baltimore, MD)
- …plan operations and complance activities associated with Deloitte's US Wealth Accumulation Program, the Deloitte branded retirement program consisting of 401(k) ... oversee the work of a Manager and a Senior Specialist , coordinate with various internal and external stakeholder groups,...external stakeholder groups, and report to the Senior Manager, Wealth Accumulation Leader. Recruiting for this role ends on… more
- Charles Schwab (Los Angeles, CA)
- …This includes interfacing with the branch Regional Market Executive and developing specialist wealth management teams accountable for shared goals of growth, ... Wealth Advisory (SWA), and SWA Centralized Service & Operations . Schwab Wealth Advisory is a premier,...founded on a financial plan and applying a meticulous investment methodology. The Schwab Wealth Advisory Director… more
- KeyBank (Brooklyn, OH)
- …securities/ investment management) as well as trust/fiduciary related compliance, operations , and risk management strategies with respect to the execution of ... this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's...management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and… more
- KeyBank (Amherst, NY)
- … management products and services (eg - trust, private banking, securities/ investment management) as well trust/fiduciary related compliance, operations , and ... fiduciary risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or… more
- Vanguard (Oakland, CA)
- …Personalized Indexing (VPI) provides professional portfolio management services to Registered Investment Advisor (RIA) firms and wealth managers who service ... management, reporting, and compliance processes, including VPI's annual Global Investment Performance Standards (GIPS) certification. + Key Interface with VPI's… more
- US Bank (Kansas City, MO)
- …a service and support representative functioning as the primary, daily contact between Wealth Management Trust, Banking, or Investment customers and US Bank. ... and problem resolution, escalating items beyond specified authority to the assigned Wealth Management Advisor or respective specialist . Works proactively to… more