- Regions Bank (Atlanta, GA)
- …to the first line of defense on implementation, execution and monitoring of the operational risk management framework. This position may also serve as ... high level of intellectual curiosity + Advanced knowledge of enterprise and operational risk management framework and principles + Advanced proficiency with… more
- BMO Financial Group (Chicago, IL)
- The ** Risk Governance Specialist** is a key member of the Wealth Management (WM) Cross Business Risk (CBR) team, responsible for supporting the ongoing ... management lifecycle. This candidate will work closely with various business units within Wealth Management , risk partners, and subject matter experts to… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit, to include defining ... of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management...include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational… more
- Truist (Richmond, VA)
- …and in remediating risk control gaps to ensure compliance with Enterprise Risk Management programs and policy. + Assess, test and effectively challenge the ... and emerging risks. + Understand Business Unit goals, provide risk management expertise in strategic projects and...education, training and experience. + Experience in compliance and operational risk mitigation and remediation. + Strong… more
- HUB International (New York, NY)
- …insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in ... company. This position is supporting HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer:… more
- Wells Fargo (Philadelphia, PA)
- …of financial and investment services. We offer a full range of personalized wealth management , investment, planning, and retirement products and services to help ... **About this role:** Wells Fargo is seeking a Lead Wealth Management Banker - Professional Services Working...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- KeyBank (Brooklyn, OH)
- …and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing assessments, and ... or is actively pursuing relevant professional and/or industry sponsored certifications in wealth management , trust, and/or fiduciary risk management… more
- KeyBank (Amherst, NY)
- …team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as well as a strong ... Qualifications** + Currently maintains relevant professional and/or industry sponsored certifications in wealth management , trust, and/or fiduciary risk … more
- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER- WEALTH MANAGEMENT * WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of ... Wealth Management , is a leadership role as...Wealth Management , is a leadership role as an auditor-in-charge for...laws and regulations, and understanding of the principles of Operational Risk , Market Risk , Credit… more
- KeyBank (Amherst, NY)
- …testing, and analytics evaluation by focusing on current, high impact wealth management and trust compliance and operational risks, and assessment of control ... 3 years of experience in data extraction, analysis, and/or reporting related to wealth management and trust risk management , monitoring, and/or testing… more