- Scotiabank (New York, NY)
- …+ The candidate will be responsible for the ongoing execution of the US Operational Risk Management Framework. The framework encompasses the key components ... for providing strategic leadership and oversight of the bank's operational risk management framework with...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more
- Citigroup (Wilmington, DE)
- …the overall business resilience and success. This role will be part of second line Operational Risk Management function which specialises in Fraud Risk ... appetite. + Support independent oversight and assurance over the bank's broader operational risk management frameworks, ensuring compliance with regulatory… more
- Citigroup (New York, NY)
- …+ FINRA licenses: 7,66 (or 63&65) and Series 24 (or 9/10) **Job Family Group:** Risk Management **Job Family:** Operational Risk **Time Type:** Full ... spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer...Constructive Debate, Controls Design, Escalation Management , Issue Management , Operational Risk , Policy and… more
- Citigroup (Queens, NY)
- …with end-to-end Investments and Insurance teams. This role will report to the Head of Wealth Controls and Risk Management . **Key Accountabilities** + Lead a ... spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer... Wealth . + Support enhancements to the Material Risk Inventory process for operational , compliance and… more
- JPMorgan Chase (New York, NY)
- …challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the JPM Wealth Management team and the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at...Compliance Conduct and Operational Risk (CCOR) organization, you will be responsible for partnering… more
- S&P Global (Englewood, CO)
- …other servicing clients. Our rankings provide an opinion of a servicer's operational strengths, weaknesses, and overall abilities to service mortgages or other ... to enrich your professional network by interacting with client management teams, industry experts, and analysts across North America...for your time on. + Continuous Learning: Access a wealth of resources to grow your career and learn… more
- Scotiabank (New York, NY)
- …and identify processes, risks, controls and corresponding ratings; + Evaluate impact on operational risk management from changes resulting from business ... and conduct risk , including but not limited to responsibilities under the + Operational Risk Management Framework, Regulatory Compliance Risk … more
- First Horizon Bank (Starke, FL)
- …key risk indicators (KRIs), issue management , operational loss management , and third party risk management . + Coordinate and support business ... + Bachelor's degree and 5 or more years of operational and enterprise risk management ...its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital… more
- JPMorgan Chase (Tampa, FL)
- …assess the design and operating effectiveness of controls within the Asset and Wealth Management LOB. + Ensure compliance with internal policies, procedures, and ... detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This includes supporting… more
- First Horizon Bank (Charlotte, NC)
- …(RCSA), key risk indicators, issue management , operational loss management , and third party risk management . + Develop first line of ... + Bachelor's degree and 6 or more years of operational and enterprise risk management ...its subsidiaries offer commercial, private banking, consumer, small business, wealth and trust management , retail brokerage, capital… more
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