- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Wells Fargo is seeking a Senior Securities Operations Specialist for our Operational Risk Services Team. The ... End-User Computing Tools (EUCT) policy support. As a Senior Securities Operations Specialist , you will...education **Desired Qualifications:** + 5+ years of experience in Wealth & Investment Management Operations + 3+… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist as part of the Trade Settlement team within Wealth and Investment ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Regions Bank (Hoover, AL)
- …into the careers section of the system. **Job Description:** At Regions, the Wealth Management Middle Office Specialist provides back office support for the ... pending trades to allow for the timely settlement of securities trades by SEI + Administers bond payments and...Office products and programs This position is on the Wealth Management Middle Office Corporate Trust Operations … more
- Commerce Bank (Kansas City, MO)
- …of the compensation range for some roles. This compensation range is for the Income Specialist - Wealth Operations or Senior level job and contemplates a ... of this job is to monitor and post all domestic and foreign securities related dividends, interest, and principal pay-down payments to the Commerce Trust Company… more
- Citizens (Johnston, RI)
- Description The role of Wealth Management - Wealth Ops Specialist - Contact Center provides candidates with an introduction into the world of Investments ... Center. Candidates will be part of an integrated Investment Operations workforce and collaborate with departments responsible for opening/maintaining brokerage… more
- KeyBank (Brooklyn, OH)
- … securities /investment management) as well as trust/fiduciary related compliance, operations , and risk management strategies with respect to the execution of ... Individuals in this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory… more
- Fifth Third Bank, NA (Franklin, TN)
- … Specialist II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors). ... to the banking center partners as requested. + Process and follow-up operations duties linked to new/existing accounts, risk management, marketing support, order… more
- TD Bank (Exton, PA)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Support Specialist is responsible for reviewing releasing or escalating ... regulatory reports; and assisting advisors with all aspects of trading operations this rule supports complex transactions including blocked and restricted trades… more
- PNC (Cleveland, OH)
- …valued and have an opportunity to contribute to the company's success. As an Operations Specialist Sr, within PNC's AMG Operations Fees organization, you ... Friday, 7:30 am EST - 4:00 pm EST. An Operations Specialist Sr typically begins the day...by the Asset Management Group for both Institutional and Wealth Management Clients. These fees comprise a large portion… more
- TD Bank (White Plains, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Trade Operations Senior Support Specialist is responsible for the strategic and operational ... FINRA member, broker and/or dealer and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered position under FINRA. + Must be… more
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