- Citigroup (Jacksonville, FL)
- The Operational Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by ... family. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create… more
- Zions Bancorporation (Salt Lake City, UT)
- …** Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & Compliance Team.** **Description** A Market, Liquidity, and ... Wealth Risk & Compliance (MLW) Testing Officer works...and verbal). + Ability to present information to regulators, senior management, and/or risk committees in a… more
- KeyBank (Brooklyn, OH)
- …is actively pursuing relevant professional and/or industry sponsored certifications in wealth management, trust, and/or fiduciary risk management and/or ... As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and...this role assist in the design and execution of wealth management testing and continuous monitoring to evaluate Key's… more
- HUB International (New York, NY)
- …position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to collectively support ... ** will be responsible for assisting the Global/Executive Chief Compliance and Risk Officer in implementing, updating, and maintaining SEC investment advisor… more
- US Bank (Seattle, WA)
- …work location for the other working days Responsible for the administration, risk management and servicing of assigned fiduciary and investment management accounts. ... May include Relationship Management responsibilities as well as product specialty knowledge and expertise (such as IRAs, Charitable/Philanthropic Accounts, ILITs, Estates, etc.). Will likely work as part of a team of experts administering accounts where tasks… more
- Citigroup (New York, NY)
- …support of our client-facing and product businesses, budget and expense management, Risk & Controls for Wealth , Transformation activities, and Regulatory ... our continued progress towards client excellence, operational excellence, and risk & controls. + Works closely with the Head...& controls. + Works closely with the Head of Wealth and senior leadership team to execute… more
- Bank of America (Denver, CO)
- Business Information Security Officer (BISO) - Consumer and Wealth Management Washington, District of Columbia;Chicago, Illinois; Denver, Colorado **To proceed ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Washington/Business-Information-Security- Officer --BISO Consumer-and- Wealth -Management\_25047863) **Job Description:** At Bank of… more
- Citigroup (New York, NY)
- …Private Client and captures wealth management in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive ... advice to our Citigold(R) and Citigold(R) Private Client segments. Senior Wealth Advisors have access to ...but not limited to Small Business Partners, Home Lending Officer , etc.) + Acquire new clients through converting referral… more
- US Bank (Chicago, IL)
- …clients. **KEY RESPONSIBILITIES** + Define and lead investment strategy across Wealth Management, ensuring consistent execution and risk management + ... confidence and integrity. The Asset Management Group Chief Investment Officer (CIO) is a key executive responsible for shaping...address client needs and market opportunities + Collaborate with senior leaders across Wealth Management and Asset… more
- Citigroup (Boca Raton, FL)
- …to segment partners where appropriate (including, but not limited to Senior Wealth Advisor, Small Business Partners, Home Lending Officer , etc.) + Acquire ... The Senior Wealth Advisor SAFE Act is...clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more