- Citizens (Stamford, CT)
- …finance, equity research, and sales and trading. Position Overview We are seeking a Compliance Officer to support our Research, Investment Banking Compliance ... grow in a dynamic environment. Key Responsibilities + Regulatory Oversight: Monitor compliance with SEC, FINRA, and global regulations related to Research, and… more
- Philips (Malvern, PA)
- As the **Business Compliance Officer ** , you will oversee the Company's obligations under a Corporate Integrity Agreement (CIA) and provide compliance ... right fit if:** + You've acquired 5+ years of experience as a Compliance Officer , ideally in a healthcare provider-based field. + Your skills include leading and… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports ... Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a… more
- Veterans Affairs, Veterans Health Administration (Shreveport, LA)
- Summary The Research Compliance Officer Registered Nurse (RN) is responsible for evaluating compliance with the regulatory guidelines that guide the conduct ... organization, and policies. Other duties include: Serves as the Research Compliance Officer for the Research and Development Program. Responsible for developing,… more
- Michigan State University (East Lansing, MI)
- …of Agricultural and Natural Resources (CANR) is seeking an Occupational Safety Officer to enhance and lead the college's safety management program. This senior ... safety and health concerns and maintain records necessary to demonstrate compliance with applicable federal, state, and local health, safety, and environmental… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. **In this ... credibly challenge the reporting, escalation and timely remediation of compliance -related issues, deficiencies, or regulatory matters. + Direct the implementation… more
- KeyBank (Amherst, NY)
- …Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program") ... has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-REGISTERED INVESTMENT ADVISOR* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- University of Utah (Salt Lake City, UT)
- Details **Open Date** 09/12/2025 **Requisition Number** PRN43093B **Job Title** Compliance Officer **Working Title** Compliance Officer **Career ... schedule. **VP Area** U of U Health - Academics **Department** 01663 - COMPLIANCE SERVICES **Location** Campus **City** Salt Lake City, UT **Type of Recruitment**… more
- City of New York (New York, NY)
- …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be limited to:… more