- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... support CIBC's Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1) advising CIBC's global Swaps OTC… more
- Zions Bancorporation (Salt Lake City, UT)
- …NA is seeking a qualified **_Compliance Officer_** to primarily support the Compliance Supplier Risk Management function within the Program Compliance team. ... core Compliance Management System (CMS) functions, including General Compliance Risk Assessments, Regulatory Change Management, Issue Management, Supplier Risk… more
- First Horizon Bank (Dallas, TX)
- …of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal ... laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing responsibilities. Must have transferrable skills… more
- Louisiana Department of State Civil Service (New Orleans, LA)
- RN Compliance Officer Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/5020247) Apply RN Compliance Officer Salary $6,271.00 - ... be foundhere. Job Duties and Other Information Job Duties: This RN Compliance Officer position is in our Investigations Division. This position is responsible… more
- Veterans Affairs, Veterans Health Administration (Togus, ME)
- …interview process. Position Description Title/PD#: Health System Specialist - Integrity and Compliance Officer (ICO) TCF Trainee/PD99534-S Virtual: This is not a ... position is assigned to the Office of Integrity and Compliance (OIC) Program as a trainee in the VA...Program Office, the Veterans Integrated Services Network (VISN) OIC Officer and facility Director. Works closely in collaboration with… more
- State of Georgia (Dekalb County, GA)
- Compliance Officer Georgia - Dekalb - Atlanta (https://ga.referrals.selectminds.com/jobs/70556/other-jobs-matching/location-only) New ... work, you should consider joining the DCA Team GENERAL DESCRIPTION: The Compliance Officer is responsible for ensuring that our active portfolio partners comply… more
- Truist (Charlotte, NC)
- …and responding to regulatory requests for BD / RIA. Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise ... processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing changes. 3. Analyze and provide guidance on… more
- M&T Bank (Boston, MA)
- …Inc. is the institutional broker-dealer affiliate of M&T Bank. As a member of our Compliance team, you will serve an important role in promoting a culture of ethical ... conduct and commitment to compliance with securities regulation. You will have the opportunity...play an active role in other areas of Core compliance , including regulatory filings, assisting in regulatory inquiries, marketing… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... industries! We work together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the CIB & Research Compliance… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer - Indices/ Benchmark Administration Location New York Business Area Legal, Compliance , and Risk Ref # 10044966 ... **Description & Requirements** Bloomberg's Legal and Compliance Department plays a critical role in supporting our...indices and benchmarks experience to join the global Index Compliance team in New York in support of Bloomberg's… more