- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer 's compliance risk and is represented by the Chief Compliance Officer as either ... of regulatory and/or advisory compliance experience at a broker dealer . + A solid foundation in US securities laws...foundation in US securities laws and regulations and broker dealer operations, products and services. + Ability to communicate… more
- Delaware North (Wheeling, WV)
- **The opportunity** Delaware North Gaming is searching for a part-time Poker Dealer to join our team at Wheeling Island Casino in Wheeling, West Virginia. As a Poker ... Dealer , you will be responsible for providing prompt, accurate, and courteous service to poker players. If you are looking for a role offering teamwork, excitement,… more
- PNC (Morristown, NJ)
- …contribute to the company's success. As a Commercial Banking Relationship Manager III- Dealer Floorplan within PNC's Dealer Finance organization, you will be ... based in the New Jersey market. The position is primarily based in a PNC location. Responsibilities require time in the office or in the field on a regular basis. Some responsibilities may be performed remotely, at the manager's discretion. PNC will not… more
- Robert Half Legal (San Diego, CA)
- Description Financial Services Company Seeks Senior Attorney Focused on Broker- Dealer Compliance & FINRA Arbitrations About Firm & Position: A well-established ... financial services organization is seeking a Associate General Counsel - Broker- Dealer Regulatory Compliance to join its growing corporate legal department. This… more
- Guardian Life (Holmdel, NJ)
- …Managed account implementation strategies include Strategists, UMA, SMA, Rep as PM, Multiple Strategy Proposals, Multiple Account Proposals as well as our Digital ... strategy. The Operations Specialist will intimately understand how our Portfolio Administration Technologies, Envestnet, Orion and our new digital partner, are used to facilitate a strategy, from proposal through to account investing. This individual will be… more
- Choctaw Nation of Oklahoma (OK)
- **Table Games Dealer 2 - Choctaw Landing Hochatown, OK** **$8.00 Hourly + Tips | Part Time | 9:45am - 6:00pm Thursday, Friday, Saturday, Sunday** **Weekly Earned ... is an option for this position.** **Job Purpose or Objective(s):** The Table Games Dealer deals all table games in accordance to all rules and regulations. You will… more
- M&T Bank (Clanton, AL)
- …+ Facilitate the credit needs of customers by underwriting new requests and material modifications from deal screen through approval and for the life of the loan. ... **Overview:** The Commercial Credit Lead plays a vital role in assessing and managing credit risk for commercial clients at M&T Bank. This client facing position involves analyzing financial statement, structuring credit solutions, negotiating legal documents,… more
- Bank of America (Albany, NY)
- CVL Dealer Sales - Retail Client Manager Albany, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Albany/CVL- Dealer -Sales Retail-Client-Manager\_25028160) **Job Description:** At Bank of America, we… more
- PNC (Chicago, IL)
- …the Compliance Audit team supporting Corporate & Institutional Banking, Treasury Management, Swap Dealer & Broker Dealer . This position is primarily based in a ... PNC location. Preferred locations are listed in this requisition. Responsibilities require time in the office or in the field on a regular basis. Some responsibilities may be performed remotely, at manager's discretion. Are you interested in an opportunity to… more
- Generac Power Systems (Pewaukee, WI)
- …an energy technology solutions company, we continue to push new boundaries. The ** Dealer Acquisition - Sales Representative's** role is to build their own pipeline ... creating interests and opportunity. Fields inbound phone calls from the Dealer Acquisition queue from businesses interested in partnering with Generac. This… more
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