- PIMCO Europe Ltd. (Newport Beach, CA)
- …Officer in Newport Beach, CA. The role involves enhancing the investment adviser compliance program and managing ERISA compliance. Candidates should have over 8 ... years of regulatory experience, a strong understanding of investment management regulations, and possess exceptional communication skills. A Bachelor's degree is required, with preference for advanced degrees. #J-18808-Ljbffr more
- Allocator One Group (San Francisco, CA)
- …Key Responsibilities Regulatory Foundation Lead the SEC registration process as a private fund adviser (Form ADV Part 1A, 1B, and Part 2 Adviser Brochure) and ... GP). Conduct initial and ongoing due diligence on each GP sub- adviser : qualifications, compliance history, operational capabilities, conflicts of interest. Maintain… more
- LGBT Great (Newport Beach, CA)
- …Compliance team. This role will focus on enhancing and managing the investment adviser compliance program, with a particular emphasis on compliance related to the ... The successful candidate will lead critical components of the investment adviser and ERISA compliance programs, including policy development, surveillance and… more
- PIMCO Europe Ltd. (Newport Beach, CA)
- …Compliance team. This role will focus on enhancing and managing the investment adviser compliance program, with a particular emphasis on compliance related to the ... areas.The successful candidate will lead critical components of the investment adviser and ERISA compliance programs, including policy development, surveillance and… more
- Quest Recruitment (New York, NY)
- …York office. Requirements Possess 3-5 years of experience with investment adviser regulatory matters. Have comparable law firm experience and/or experience working ... in counseling top tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure,… more
- Gilead Sciences, Inc. (Foster City, CA)
- …and Compliance to ensure process alignment and scalability. Serve as a strategic adviser to global and regional medical leadership teams to drive adoption of best ... and Compliance to ensure process alignment and scalability. Serve as a strategic adviser to global and regional medical leadership teams to drive adoption of best… more
- Progress Education (Lincolnshire, IL)
- …for a change and began her journey at Progress Careers as a Careers Adviser in Lincolnshire. She quickly progressed to Regional Coordinator, before being promoted to ... to showcase Progress Careers to new partners and external organisations: "As a Careers Adviser , I worked directly with schools that already knew us. Now I'm looking… more
- Loomis, Sayles & Company (Boston, MA)
- …prospectus documents for client eligibility Review Investment Company, Investment Adviser and ERISA regulations for investment eligibility requirements Respond to ... related field - MBA preferred At least 10 years of investment adviser guideline compliance experience is required Must have supervisory experience managing… more
- Christus Health (San Antonio, TX)
- …financial losses for patient and hospital. Proactively refers cases to physician adviser for P2P, medical necessity review, and denail avoidance. Demonstrates and ... maintains current knowledge of regulatory agencies' relative to work process for compliance, ie IMM, Code 44. Timely communication with Admitting for status changes to ensure proper payer notification. Attends and actively participates in interdisciplinary… more
- Edgar, Dunn & Company (San Francisco, CA)
- …payments consultancy. Founded in 1978, we are widely regarded as a trusted adviser to our clients, providing a full range of strategy consulting services, expertise ... and market insights. From offices in Dubai, Frankfurt, London, Paris, and San Francisco, we deliver actionable strategies, measurable results and a unique blend of global and local market knowledge in over 45 countries. The spectrum of our clients is broad:… more
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