- City National Bank (Los Angeles, CA)
- …Secrecy Act and OFAC regulations, guidance, and regulatory expectations * Support the Director of Audit AML BSA by helping to lead and execute CNB BSA/ AML ... *MANAGER OF AUDIT SR- BSA/ AML * WHAT IS THE OPPORTUNITY?...focus * Assists with the development of the annual risk assessment and audit plan * Leads and… more
- M&T Bank (Buffalo, NY)
- …Wilmington, DE** * **Overview:** This role will be responsible for managing the execution of the BSA/ AML audit plan across the core AML pillars such as KYC, ... This role also has responsibility for developing and planning audit coverage over Fraud Risk Management and...audit team and line of business senior and executive management regarding the status of audits and potential… more
- Scotiabank (New York, NY)
- …legal, internal audit , technology, and business leaders - to enhance AML risk management strategies and drive continuous improvement in controls. The ... and collaboration. Reporting & Senior Leadership Engagement + Provide executive -level reporting on AML risk ... AML compliance teams, business units, legal, internal audit , and risk management to ensure a… more
- TD Bank (Mount Laurel, NJ)
- …critical role in safeguarding the organization by providing expert regulatory guidance, risk oversight, and second-line challenge across AML frameworks. This ... you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Financial Crime Risk Oversight team plays… more
- Huntington National Bank (Akron, OH)
- …works closely with BSA/ AML and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk , Internal Audit , product groups, and ... works closely with BSA/ AML and OFAC Leadership Teams, Information Technology, Model Risk Management, Segment Risk , Internal Audit , product groups, and… more
- City National Bank (Los Angeles, CA)
- …* Provide legal advice to all three lines of defense (front line, Risk /Compliance, Audit ), broker-dealer businesses, and other US-based businesses regarding all ... *SENIOR COUNSEL- AML /FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior...affiliates and related companies to minimize legal and regulatory risk associated with money laundering, economic sanctions, and other… more
- Bank OZK (St. Petersburg, FL)
- …Purpose & Scope Contributes to the scoping and execution of Anti-Money Laundering ( AML ), KYC, Financial Crimes and Sanction Screening audit coverage, in ... business monitoring and governance committee reporting). + Directs complex audit activities for the AML program at...AML programs. + Knowledge of data analysis and risk assessments; understanding fraud schemes, ability to identify red… more
- USAA (Charlotte, NC)
- … Risk management responsibilities. + Coordinates with other control partners (eg Audit , Compliance and Operational Risk ) and regulatory examiners to minimize ... degree. + 10 years of experience with a focus on Business Management, Operations, Risk Management, Audit , Control, or Reporting required. + 4 years of leadership… more
- MUFG (Tempe, AZ)
- …quality of assigned GFC IT audit engagements, in compliance with audit methodology requirements and executive management expectations, while also operating ... leading to appropriate remedial action and ongoing management of risk for all assigned GFC IT audit ... audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/ AML /OFAC) compliance… more
- Insight Global (Mount Laurel, NJ)
- …Our financial institute client is seeking a Project Analyst to help oversee audit and MRA remediation projects. The Project Analyst will support one to two ... program or project managers on all projects specific to MRA and audit requested items by regulators. The ideal candidate has experience working through a consent… more