- CIBC (Chicago, IL)
- …with members of US AML and Global Sanctions, as well as with members of Enterprise AML Quality Assurance and serves as a member of the US AML ... for supporting the design and execution of the US AML and Sanctions Quality Assurance ...and Sanctions QA schedule + Perform QA review of AML Transaction Monitoring , Politically Exposed Persons and… more
- TD Bank (Wilmington, DE)
- …Financial Crime Risk Management **Job Description:** The Financial Crime Risk Management (FCRM) BSA/ AML Risk Assessment Quality Assurance (QA) Senior Analyst ... the standards set forth by the Head of FCRM Quality Assurance . To be successful in this...this role, a candidate should possess strong knowledge/understanding of BSA/ AML Risk Assessment process, including one or more of… more
- Tompkins Community Bank (Ithaca, NY)
- …identification of suspicious activity requiring suspicious activity report (SAR) filing). + Perform quality assurance for various AML functions. + Evaluate ... Terrorism ( AML /CFT) Program, Customer Identification Program (CIP), and Sanctions Monitoring (collectively, " AML Program"). This position also supervises a… more
- PNC (Birmingham, AL)
- …Audit Manager Sr, you will be within PNC's Internal Audit organization, supporting the AML Audit team. This position is primarily based in a PNC location. Preferred ... regular basis. Some responsibilities may be performed remotely, at manager's discretion. The AML Audit Team prefers a candidate with experience in - Cryptocurrency -… more
- Truist (Charlotte, NC)
- …the Truist Enterprise Risk Management domains around Financial Crimes, Anti-Money Laundering ( AML ) and OFAC. This role is responsible for leading the coordination ... and delivery of value-added independent, objective risk-based internal audit assurance services for the Audit Committee and Executive Management. Through… more
- Guardian Life (New York, NY)
- …anti-financial crimes risk assessments and related action plans. + Uses and performs quality assurance testing on industry databases, systems, and reports to ... expertise to business partners. Assists in developing fraud controls, fraud monitoring and developing processes and procedures to identify and prevent misconduct.… more
- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial Crime Compliance ... will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures...of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing quality assurance reviews, documenting errors related to new account ... remediation as required. Perform all CIP/CDD/EDD processes related to BSA/ AML /OFAC as well as the communication and resolution of...Management Process. + Assist and/or leverage centralized model in Quality Assurance of complete high risk new… more
- KMC (Lake Forest, CA)
- We are seeking a detail-oriented and compliance driven Quality Assurance (QA) Analyst to join our dynamic and growing team. As part of our startup captive ... and Dealers. Qualifications: + 3+ years of experience in quality assurance , compliance, or auditing within financial...auto finance sectors. + Skilled in building and executing quality monitoring programs, including call reviews, QA… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Experienced BSA/ AML professional within the KYC Onboarding Operational Control team to perform a high- quality 4-eye (QA) review of the KYC for ... new clients. Knowledgeable and experienced BSA/ AML individual reviewing onboarding KYC, both onshore and off...internal and external clients. Duties in performing a high quality 4-eye review will include verification of client data,… more