- Tompkins Community Bank (Ithaca, NY)
- …filing of Suspicious Activity Reports (SARs) as + appropriate, subject to further quality assurance reviews. + Identify and monitor customers and accounts that ... with department and all + Tompkins employees to develop and implement BSA/ AML monitoring + procedures. + Review system generated reports to identify transactions… more
- TD Bank (Mount Laurel, NJ)
- …development, assessment, and completion of the process level Risk & Control Self-Assessment, Quality Assurance , and reviews Program for the business segment + ... on remediating issues/findings from control activities and provides guidance on monitoring /reporting related to AML /ABAC/ Sanctions + Manages escalation to… more
- Citigroup (San Antonio, TX)
- …including recommendations to changes in procedures resulting from review findings and quality assurance review of analyst case work + Onboard/train new ... is an entry-level position responsible for participating in Anti-Money Laundering ( AML ) monitoring , governance, oversight and regulatory reporting activities in… more
- Capital One (Mclean, VA)
- …overseeing the AML Controls & Monitoring (ACM) team and performing quality assurance on testing executed. This role is an extremely collaborative role, ... for completed tests **Responsibilities:** + Drive strategic initiatives to modernize AML and sanctions control testing, strengthen assurance and streamline… more
- Mizuho Corporate Bank (New York, NY)
- Job Description: Experienced BSA/ AML professional within the KYC Onboarding Operational Control team to perform a high- quality 4-eye (QA) review of the KYC for ... new clients. Knowledgeable and experienced BSA/ AML individual reviewing onboarding KYC, both onshore and off...internal and external clients. Duties in performing a high quality 4-eye review will include verification of client data,… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- Scotiabank (OR)
- Quality Assurance Functional Associate **Requisition ID:** 220773 Thanks for your interest in ScotiaTech, Scotiabank's new and innovative Technology hub in ... to results, in an inclusive, diverse, and high-performing culture. **Purpose** The Quality Assurance Functional Associate is responsible for coordinating and… more
- Wells Fargo (Charlotte, NC)
- …is seeking a Lead Business Execution Consultant for Shared Service Operations Quality Assurance supporting Financial Crimes team initiatives. This role will ... changes and large-scale projects for the Shared Service Operations Financial Crimes Quality Assurance organization, including high priority and high visibility… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …model validation for the Bank's BSA/ AML /OFAC software. + Oversee various bank-wide quality assurance reviews and compliance monitoring in the areas of ... required functions in a timely, efficient, and effective manner. + Perform and oversee quality assurance reviews of work performed by the BSA Department staff to… more
- Walgreens (Deerfield, IL)
- …which may present potential AML risk. + Assists in the design of the quality assurance AML function to ensure consistency in reporting and monitoring ... includes, but not limited to oversight of the following AML areas: policy development, training, monitoring and...the following AML areas: policy development, training, monitoring and analytics, reporting and third parties. Manager will… more