- Raymond James Financial, Inc. (St. Petersburg, FL)
- The Director of Quality Assurance & Control covering Anti-Money Laundering ( AML ) & Financial Crimes Management (FCM) is responsible for leading a team of ... managers who oversee Quality Assurance (QA) and Quality ...developed correctly from the outset. + Collaborate with RJF's AML /FCM shared service organization to embed quality … more
- Intuit (Mountain View, CA)
- …Leadership, Mentorship & Training + Serve as a Team Lead, providing direct guidance, quality assurance , and oversight to AML /BSA investigators. + Mentor and ... Scaling + Develop and implement investigative procedures, workflows, escalation protocols, and quality assurance controls. + Collaborate with Product, Data, and… more
- Wells Fargo (Minneapolis, MN)
- …**Required Qualifications:** + 10+ years of risk management, business controls, quality assurance , business operations, compliance, or process experience, or ... **About this role:** The BSA/ AML Principal Business Accountability Specialist serves as a...analytics and operations teams to support risk identification, transaction monitoring , and quality reporting. + Oversee the… more
- Regions Bank (Birmingham, AL)
- …+ Bachelor's degree + Ten (10) years of experience in compliance, quality assurance /control, audit, or other related compliance function specific to ... opportunities. If you are focused on results, dedicated to quality , strength and integrity, and possess the drive to...of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a… more
- Guardian Life (Bethlehem, PA)
- …anti-financial crimes risk assessments and related action plans. + Uses and performs quality assurance testing on industry databases, systems, and reports to ... expertise to business partners. Assists in developing fraud controls, fraud monitoring and developing processes and procedures to identify and prevent misconduct.… more
- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial Crime Compliance ... will be expected to perform ongoing testing of the AML Transaction Monitoring , KYC, and Sanctions procedures...of control and to evaluate the word product for quality , accuracy and sound decision making. + Communicate QA… more
- Mizuho Corporate Bank (New York, NY)
- …Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial Crime Compliance ... of risk and make recommendations on operational improvements, processes for compliance, quality assurance and any additional training essential to mitigate risk.… more
- American Express (Sandy, UT)
- …financing, credit card fraud, identity theft, and other financial crimes. The GFCSU's Quality Assurance (QA) Team performs regular QA testing of Anti-Money ... to learn quickly and independently **Preferred Qualifications:** + Business Self Testing (BST), Quality Control, or Quality Assurance experience is a plus… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- American Express (Sandy, UT)
- …Intelligence Unit - Governance and Capacity Planning. Leading a team of Quality Assurance /Control Analysts, the successful candidate will be responsible for ... ensuring that an effective Compliance quality monitoring program exists across GFCSU processes....a team of Quality Analysts to execute quality and control testing of AML , Screening,… more