- Columbia Bank (Portland, OR)
- …effective quality control program over fraud, Suspicious Activity Reporting, AML alert triage decisions, case quality , reporting requirements, enhanced due ... program that will review first line processes related to BSA/ AML . + Supervise a team of Quality ...processes and procedures used to conduct and develop a quality control program as needed + Review monitoring… more
- Capital One (Riverwoods, IL)
- …plans + Contribute to internal projects, maintain policies/procedures, and perform quality assurance reviews. + Assess internal trends, external regulatory ... AML Sr Investigator III- List Screening Operations (LSO)...may involve suspicious activity investigations, Currency Transaction Report (CTR) monitoring , customer due diligence, and enhanced due diligence. **Responsibilities:**… more
- ManpowerGroup (New York, NY)
- Our client, a leading organization in the financial services industry, is seeking a Quality Assurance / QC with EDD/CDD to join their team. As a Quality ... QC with EDD/CDD, you will be part of the Quality Assurance department supporting the compliance team....on KYC (CDD/EDD) processes. + Review and analyze transaction monitoring reports to ensure compliance with AML … more
- TD Bank (Wilmington, DE)
- …Business:** Financial Crime Risk Management **Job Description:** **Department Overview** : The FCRM Quality Assurance Team is a key function that measures the ... quality of FCRM Investigation Teams' execution processes in line...line with departmental procedures and established standards for automated monitoring platforms, regulatory inquiries, internal and external referrals for… more
- Banc of California (Santa Ana, CA)
- …to depository products, interest rate changes, fees waivers and charges to ensure the quality and client experience is kept at a high level. Performs client data ... of 1 year of banking experience. + Demonstrates knowledge of, adherence monitoring and responsibility for compliance with state and federal regulations and laws… more
- Santander US (Miami, FL)
- …and request additional information from applicable stakeholders as necessary. Perform Quality Assurance on false positives and communicate deficiencies to ... Make:** **Essential Functions/Responsibility** Responsible for the end-to-end Screening, Transaction Monitoring , and Trade Finance processes (collectively as Transaction Driven… more
- Truist (Raleigh, NC)
- …related reviews, Customer Identification Program (CIP) and Beneficial Ownership compliance monitoring , and Operational Quality Assurance (QA) functions. ... Monitor and optimize CTR filings, including exception handling and quality assurance checks. 5. Direct Enhanced Due...6. Ensure accurate CIP, Beneficial Ownership and other related AML Program compliance monitoring of first line… more
- Coinbase (Charlotte, NC)
- …channels and in written narratives as necessary * Incorporate feedback from Quality Assurance Team * Maintain detailed documentation to demonstrate compliance ... function efficiently, comply with regulatory requirements, and consistently deliver high- quality resolutions. As a Senior Analyst, Compliance TMS Quality… more
- City National Bank (Los Angeles, CA)
- …Bank personnel and outside contacts. * Tableau experience is preferred. * Experience with AML Monitoring Systems such as Actimize is preferred. *WHAT'S IN IT FOR ... of the Bank's BSA risk assessment program. Responsible for monitoring , analyzing, and escalating issues and concerns related to...analyzing, and escalating issues and concerns related to BSA, AML , OFAC and the USA PATRIOT Act components of… more
- American Express (Phoenix, AZ)
- …Quality Control Analysts. Guide them in conducting Financial Crime Compliance processes ( AML , EDD, Screening) AML quality control reviews for processes ... Control reviewers and that it is aligned with the methodology and criteria of the Quality Assurance Program. + Oversee the planning, execution and reporting of … more