- Tompkins Community Bank (Ithaca, NY)
- …candidate must be able to work in the office three (3) days a week. The AML Quality Control Coordinator works closely with the Corporate AML Officer to ... customer due diligence (CDD), high-risk customer (HRC) reviews, and investigations. The AML Quality Control Coordinator also works to maintain a strong… more
- System One (Vienna, VA)
- …agreements and regulatory requirements are met * Support projects related to sanctions, AML detection, prevention or root cause analysis * Perform ad-hoc ... Create and maintain Suspicious Activity Reports (SARs). * Maintain knowledge of BSA/ AML history, regulations, and industry guidance. * Support Business Units staff,… more
- KeyBank (NY)
- …impact BSA/ AML , OFAC, Fraud-related compliance risks, and assessment of control effectiveness through the execution of risk evaluations and ongoing assessments. ... analyze data to identify trends and outliers, evaluate compliance with internal policy /procedures and/or regulatory requirements, and assess root cause(s) of any… more
- Citigroup (Florence, KY)
- …Risk, Compliance, Operations and Technology teams to actively identify new and address AML /KYC and Sanctions policy gaps + Support the impact assessment and ... This team is responsible for fostering a culture of control and compliance, customer centricity and accountability while leading...and Sanctions policies for Cards + Manage execution of AML /BSA policy related Corrective Action Plans (CAP)… more
- Citigroup (New York, NY)
- …ensure policy adherence. Develop a detailed project schedule and work plan for AML KYC policy projects and corrective actions. Coordinate execution of KYC ... location (100% remote work permitted). Duties: Guide workstreams and policy projects across two Citi product groups, Cards and...and Retail Bank, to close execution gaps related to AML KYC (Know Your Client) policies. Track all identified… more
- Banc of California (Santa Ana, CA)
- …+ Manages key initiatives to enhance the SOX Compliance Program - eg, control rationalization, enhancement of anti-fraud controls , cybersecurity controls , ... owners and performs "Test of Design" to identify control weaknesses and ensure that internal controls ...management. + Analyzes, documents, and communicates SOX process and control findings and deficiencies, performs root cause… more
- Citizens (Atlanta, GA)
- …on embedded banking relationships and payment structures to establish mitigating controls , risk thresholds, and continuously monitor control effectiveness. This ... mitigate potential risks within the embedded banking risk and controls environment. This includes assessment of the likelihood and...work with the First Line Risk Manager to initiate root cause analysis into control failures and… more
- GE HealthCare (Waukesha, WI)
- …The Global Compliance KYC Leader will be responsible for the following: ** Policy Leadership & Regulatory Alignment** + Lead the development and maintenance of ... regulatory changes and ensure timely updates to global KYC frameworks and controls . + Benchmark and identify synergies with other screening activities (eg, Know… more
- American Express (Phoenix, AZ)
- …collation** + **Conduct** ** controls testing** **in accordance with** **Internal Controls Policy ** + **Lead victim fraud events analysis with operational ... govern, monitor and improve the Fraud and Banking group's extensive risk control inventory, creating and maintaining Fraud and Banking RCSAs, producing Risk… more
- First National Bank of Omaha (Omaha, NE)
- …in updating audit universe assessments. **Compliance:** Understand and comply with bank policy , laws, regulations, and the bank's BSA/ AML Program, as applicable ... Program Guides/test steps. Promote and execute audit. + Fieldwork - Execute control and/or compliance testing and related audit program. Ensure audit procedures will… more