• AVP , Sox Compliance Manager

    Banc of California (Santa Ana, CA)
    …key initiatives to enhance the SOX Compliance Program - eg, control rationalization, enhancement of anti-fraud controls , cybersecurity controls , ... owners and performs "Test of Design" to identify control weaknesses and ensure that internal controls ... controls to validate the operating effectiveness of SOX controls performed by management. + Analyzes,… more
    Banc of California (07/31/25)
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  • Risk & Control Testing & Assessment…

    MUFG (Tempe, AZ)
    …Defense (FLoD) business units + Partner with stakeholders, including process owners and control officers, to document controls , enhance control language, and ... and effectiveness + Participate in technology walkthroughs for ITGCs and application controls and prepare meaningful documentation + Coordinate control testing… more
    MUFG (08/23/25)
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  • AVP , Capital Markets and Liquidity Risk

    Lincoln Financial (Hartford, CT)
    …procedures for their assigned area(s) of responsibility in compliance with internal controls , legislation, SOX , and treasury principles. + Directs, conducts ... #:** 75182 **The Role at a Glance** As the AVP , Capital Markets and Liquidity Risk, you will provide...+ Advanced Proficiency in Microsoft Excel and PowerPoint for data analysis, reporting, and presentation development + Excellent quantitative… more
    Lincoln Financial (09/18/25)
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  • Senior Director, Audit and Advisory Services

    Manulife (Boston, MA)
    …Advisory Services team, where we partner with management to enhance risk control and organizational resilience. We deliver insightful reports to senior management ... projects. We prioritize professional development and innovation, offering opportunities like data analytics training to advance your career. **About our Audit… more
    Manulife (09/04/25)
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