- City National Bank (New York, NY)
- …procedures to ensure secure maintenance and quality of records. * Comply fully with all Bank Compliance policies and procedures as well as all regulatory ... * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS...Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... must have compliance advisory experience with background in OTC...updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations,… more
- TD Bank (New York, NY)
- …We are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance Advisory to join our team in NYC. The ideal candidate must have ... personnel and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law… more
- TD Bank (New York, NY)
- …units to manage their regulatory risk. The successful candidate should have compliance advisory experience in Equity Research business lines and will focus ... + Support the Firms build out and ongoing support of the Firms Regulatory Compliance Management Framework including Rules mapping, control mapping and ongoing… more
- Huntington National Bank (Charlotte, NC)
- … Risk Director of Fair and Responsible Banking (Director) with providing regulatory compliance guidance and oversight in Fair Lending, Responsible Banking ... Compliance Group Manager - FRB - Program / Advisory Job Description: The Compliance Group Manager.... 5 or more years of applicable experience in regulatory compliance , legal, or operational risk management.… more
- Byline Bank (Chicago, IL)
- …job at any time._ **Qualifications** : + Bachelor's Degree, required. + Certified Regulatory Compliance Manager (CRCM), preferred. + 5+ years of progressively ... : The Compliance Officer helps oversee the Compliance Management System of Byline Bank . The... policies, procedures, practices and other activities to assure compliance with applicable regulatory laws, rules and… more
- Capital One (Richmond, VA)
- Principal Risk Advisor, Consumer Advisory | Retail Bank Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of ... implement innovative solutions? As a member of the Consumer Advisory risk team within the Retail Bank ...Audit and Exam Management - Provide support to Consumer Advisory during audits and regulatory exams; support… more
- US Bank (Earth City, MO)
- At US Bank , we're on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the ... is unique in their potential. A career with US Bank gives you a wide, ever-growing range of opportunities...**Job Description** SUMMARY The Merchant Payment Services (MPS) Risk Advisory position supports the MPS Global Airlines team by… more
- Huntington National Bank (Detroit, MI)
- …and cost efficiency. + Implement robust risk management practices to ensure compliance with regulatory requirements and mitigate potential risks. + Develop ... and maintain effective internal controls and processes to safeguard the bank 's assets. + Recruit, train, and mentor a high-performing team of banking professionals.… more
- BMO Financial Group (New York, NY)
- …results by providing oversight and making recommendations that significantly impact the Bank 's ability to monitor regulatory compliance programs, minimize ... assist with compliance requirements in these initiatives. + Ensure effective regulatory compliance controls and monitoring. + Identify and advise on emerging… more
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