- SMBC (New York, NY)
- …as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function ... compliance support across the Advisory Function with respect to broker -dealer-applicable regulatory engagements, support function coordination, governance and reporting.… more
- SMBC (New York, NY)
- …solutions to clients within the following industry sectors: Banks and Broker Dealers, Regulated and Alternative Investment Managers and Funds, Insurance Companies ... within the Financial Institutions Group will be responsible for Banks and Broker Dealer client coverage, including all aspects of client development, new business… more
- Principal Financial Group (Lake Oswego, OR)
- …new client accounts, managing account openings and asset movement requests with broker -dealer, and serving as a point of contact between financial professionals, ... investment account applications. Manage account openings and asset movement requests with broker dealer. + Utilize industry technology, such as Salesforce CRM and… more
- Principal Financial Group (Fort Worth, TX)
- …growing advisor relationships. Accountable for achieving sales targets and managing broker dealer relationships within all channels covering our ETF's, Separately ... growing market share + May provide input on marketing, product development, shareholder/ broker communications and integration of campaigns with broker dealers… more
- Home Depot (Atlanta, GA)
- …internal compliance standards. The candidate must possess a US Customs License Broker (LCB) certification. This position is fully remote and will temporarily report ... **Import Brokerage Oversight:** Oversee customs entry filings, classification reviews, and broker performance. Ensure brokers apply correct HTS codes, COO, and… more
- Principal Financial Group (Chicago, IL)
- …growing advisor relationships. Accountable for achieving sales targets and managing broker dealer relationships within all channels covering our ETF's, Separately ... growing market share. + May provide input on marketing, product development, shareholder/ broker communications and integration of campaigns with broker dealers… more
- Home Depot (Atlanta, GA)
- …Section 232, and other compliance PGA, and duty impact (WCO, WTO, ITC). + ** Broker Oversight and Trade Law Compliance** Review broker performance and processes ... degree in International Trade, Supply Chain, or related field. + Licensed Customs Broker (LCB) required. + 5+ years of operational experience in US Customs… more
- BMS CAT (Haltom City, TX)
- …+ 5+ years in sales leadership within the commercial insurance sector ( broker , carrier, adjuster, or consultant), preferably P&C and restoration adjacent. + ... commercial contracts. + Extensive senior relationships across insurance carriers and broker networks. + Deep knowledge of P&C coverages, claims processes,… more
- System One (Tulsa, OK)
- …on products and competitive positioning. Represent the company at industry events, broker meetings, and networking functions. Lead the sales process from proposal to ... for new and renewing clients. Maintain detailed records of sales activities, broker interactions, and opportunities in CRM systems. Ensure compliance with all… more
- Hartford Steam Boiler Inspection and Insurance Company (Hartford, CT)
- …Market Munich Re Capabilities** + Serve as a representative on internal teams and broker initiatives + Promote the full suite of Munich Re products and services + ... working with top 100 brokers/firms + Experience in retail agency, retail broker , or wholesale brokerage preferred **Skills and Competencies** + Executive presence… more
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