- TEKsystems (Jersey City, NJ)
- …in the best interest of retail customers when making recommendation Skills RCSA, Broker Dealer Additional Skills & Qualifications - Experience supporting or ... Description - Conduct comprehensive Risk and Control Self-Assessments (RCSA) across broker - dealer operations, including trading, sales, operations, and support… more
- Vanguard (Scottsdale, AZ)
- Broker Dealer EDJ Hybrid Sales Executive Generates new relationships and broadens existing relationships with distributors, advisors, and other intermediaries in ... the Broker Dealer channel through predominantly electronic and...intermediary and their client base. Acts as a trusted advisor/ consultant in matching client needs with Vanguard products and… more
- Jackson National Life Insurance Company (Nashville, TN)
- …with Jackson distribution personnel and Registered Investment Advisor (RIA) and Broker / Dealer representative partners to provide field and virtual training ... Key Account Managers, Advanced Strategies, Portfolio Strategists) and our Broker / Dealer customers (Registered Representatives and their assistants) to… more
- Principal Financial Group (Raleigh, NC)
- …investment account applications. Manage account openings and asset movement requests with broker dealer . + Utilize industry technology, such as Salesforce CRM ... **What You'll Do** The **New Business Consultant ** is instrumental to the success of regional...accounts, managing account openings and asset movement requests with broker - dealer , and serving as a point of… more
- Robert Half Accountemps (New York, NY)
- …capital usage. + Develop and manage monthly payout calculations and accruals for broker - dealer activities. + Monitor expense accruals and allocate costs to ... Description Robert Half is looking for a Product Control Consultant . Does this sound like you? + Prepare and...years of experience in accounting or finance within a broker - dealer or banking trading operation. + Proficiency… more
- TIAA (Charlotte, NC)
- …Health/Life licensing in all 50 states. This role falls under the scope of the Broker - Dealer . All licenses must be obtained within 120 days from start date. ... The Individual Financial Consultant (IFC) provides retirement education and advice to...qualified and non-qualified product and investment needs. The typical consultant spends the majority of their time fielding inbound… more
- T. Rowe Price (Baltimore, MD)
- …with Wires, Independents, and Regional Broker Dealers + Working knowledge of Broker / Dealer product platforms + Based in the geographical territory with an ... contract and operational compliance, and risk mitigation. Serves as consultant to the client on how T. Rowe Price...financial risk. + Serves as chief negotiator and sales consultant to the most complex and key clients for… more
- The Hartford (Wayne, PA)
- …in the territory + A demonstrated track record of success in the assigned broker dealer firms + Additional industry designations (ie, CIMA, CFA) Compensation The ... Retail Sales Consultant - 87SX5E We're determined to make a...team as we help shape the future. The Advisor Consultant is responsible for increasing market share and growing… more
- Deloitte (Pittsburgh, PA)
- …workshops in Microsoft PowerPoint + Experience with wire transfers, trade finance, broker / dealer trades. Data governance, data lineage, data testing. + ... Senior Consultant , Anti-Money Laundering Analytics About Deloitte Regulatory, Risk...from throughout Deloitte. Responsibilities typical of an analytics Senior Consultant on one of these projects may include: +… more
- The Hartford (Wayne, PA)
- …* 3-5 years of wholesaling experience* Distribution channel experience with assigned broker dealer firms.* Track Record of success with existing relationships ... Retail Sales Consultant - 87SX5E We're determined to make a...Location: San Francisco Metro Position Summary: As an Advisor Consultant , you will be responsible for driving Hartford Funds… more