- Guardian Life (Holmdel, NJ)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Proposals, Multiple Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our Portfolio Administration… more
- Charles Schwab (Austin, TX)
- …- Dealer /Asset Management enterprise team is seeking a Senior Auditor (Senior Specialist ). The Broker - Dealer /Asset Management team provides internal audit ... 5+ years of financial services-related audit experience with growing responsibility. Broker Dealer /Asset Management experience specific to internal audit and/or… more
- MUFG (New York, NY)
- …or a related field. + 8+ years of progressive experience within a broker - dealer back-office or equivalent financial operations role. + Extensive ... flows, securities processing, vendor management, and settlement processes within the broker - dealer environment. The ideal candidate will possess a comprehensive… more
- Adecco US, Inc. (Pennington, NJ)
- Adecco is assisting one of their top clients with their search to fill a ** Operations Specialist !** Pay: $ 22.12/hr Location: Hybrid (2 days at home, 3 at the ... the Branch Office network across Merrill. **Responsibilities for this Operations Specialist include but are not limited...finance a plus . Previous experience working for a broker dealer or supporting a financial advisory… more
- Guardian Life (Pittsfield, MA)
- As a Wealth Management Agency Operations Specialist , you will support Guardian Agencies with submitting new business and servicing wealth management accounts. ... detail oriented and possess excellent time management skills + Must understand broker dealer systems for account opening, asset movements, and order entry + Must… more
- Charles Schwab (Lone Tree, CO)
- …Visa debit card transactions for both the Bank and Broker Dealer products. **Responsibilities** The Senior Specialist is responsible for reviewing potential ... Detailed knowledge of Schwab systems related to both the Broker Dealer and the Schwab Bank sides...Required experience within financial industry. Familiarity with financial industry operations preferred. **What's in it for you** At Schwab,… more
- Guardian Life (Bethlehem, PA)
- …on department projects and ongoing recruitment strategy **You have** + 3-5 years of broker - dealer operations or service experience + Ability to create strong ... Guardian life is seeking an Advisor Transitions Specialist who will be a critical part of...office personnel + Field inquiries related to transition and broker dealer acclimation + Advocate for &… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and clearing platform operations and practices. + Billing systems and financial operations in a broker - dealer environment. + Contract pricing structures ... **Job Summary** The Operations & Billing Support Specialist plays...implementing unique pricing schedules for all RIA's and introducing broker dealers on the RCS platform, supporting fee collection… more
- Lincoln Financial (Omaha, NE)
- …to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln ... We are excited to bring on a Request for Proposal Specialistto join our Operations team supporting Workplace Solutions in our Omaha, NE; Atlanta, GA or Dover, NH… more
- TD Bank (New York, NY)
- …to 10 years of knowledge and experience in AML compliance, preferably within the broker - dealer industry at a large financial institution. + Excellent verbal and ... this role. **Job Description:** **Position:** Financial Crime Risk Oversight Specialist , Transaction Monitoring & Investigations **Reports to:** Director, Financial… more
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