- US Bank (Charlotte, NC)
- …customer trade clearance and settlement . Including triparty and repo trade settlement . + Overnight Funding and intraday liquidity Management for the ... Broker Dealer (for both the Retail and...daily middle-office operations related to fixed income securities, including trade capture, confirmation, and settlement processes. +… more
- MUFG (New York, NY)
- …gathering and documentation submission required by the regulatory bodies for the broker - dealer 's onboarding process + Assist with system configuration, setup, ... in regards to FRB process, FICC netting, and Fedwire settlement + Check for any Cxl'd and Corrected tickets...business analyst or market operations role, preferably within a broker - dealer or financial institution + Thorough understanding… more
- Citigroup (Jersey City, NJ)
- …rules and regulations + Demonstrated knowledge in area of focus including, Broker Dealer Information Barriers, Corporate and Investment Banking, Capital Markets, ... platform encompasses a number of Surveillance/Control related portfolios including trade surveillance, e-communications and voice surveillance, employee trading, outside… more
- New Jersey Housing and Mortgage Finance Agency (Trenton, NJ)
- …Mae, Freddie Mac, and other external parties; assist in funding of loans and trade settlement . Gather Single Family information needed for division's response to ... all due diligence inquires. Assist in preparation of all RFPs and RFAs related to Single Family program funding (MRB & MBS). Participate in all Single-Family bond working group meetings and assist division on all Single-Family bond financing. Assist in… more
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