- Siebert Williams Shank (New York, NY)
- …Series 7 licenses required + At least 3 years of compliance experience ( broker -dealer preferred ) + Experience with fixed income products (notably municipal, ... Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker /dealer) is seeking to add a motivated compliance professional to assist the… more
- WTW (Los Angeles, CA)
- …client situations + Demonstrates knowledge of insurance structures + Insurance Broker 's P&C License Preferred **Compensation** The base salary compensation ... **Description** **The Role:** An associate broker in Alternative Asset Insurance Solutions ("AAIS") cyber...finance, regulatory, and legal exposures + Facilitate communication between broker teams and underwriters during client renewal cycles +… more
- CVS Health (Atlanta, GA)
- …follows through with agent oversight watchlist requirements; coordinates response to broker related complaints. **Required Qualifications** + Preferred 5 years ... and driving down costs. Aetna is hiring a local Broker Manager to support the growth of our industry...through persistent recruiting activities. + Identifies and develops local preferred brokers to support the attainment of health plan… more
- AON (New York, NY)
- …requires the ability to handle multiple tasks simultaneously. + Sales experience preferred . + Must maintain appropriate broker 's license. Education: + Bachelor's ... requires the ability to handle multiple tasks simultaneously. + Sales experience preferred . + Must maintain appropriate broker 's license. Education: + Bachelor's… more
- SMBC (New York, NY)
- …be well organized with project management skills. + Regulatory compliance experience at a broker dealer and or swap dealer preferred . BA/BS required. Series 7, ... Core Competencies/Skills: + Extensive Compliance Advisory experience at a broker dealer and or swap dealer. + Strong knowledge...US securities and swaps laws, rules and regulations and broker and swap dealer operations. + Ability to communicate… more
- Cushman & Wakefield (Dallas, TX)
- …Real Estate required) + Previous Capital Markets and/or brokerage team experience is preferred ( broker license is not required for role) + Prior management ... **Job Description** **Essential Duties** + Deliver strategic insights and recommendations to broker / broker teams based on analysis findings; refine analyses by… more
- Capital One (Richmond, VA)
- …GED, or Equivalent Certification + At least 2 years experience as a private jet broker ** Preferred Qualifications:** + 3+ years experience as a private jet ... Private Aviation Specialist, with experience as a private jet broker . The role will require a hands on approach,...broker **At this time, Capital One will not sponsor… more
- Applied Materials (Austin, TX)
- …Proficiency in using SAP GTS. Certified Export Specialist, CUSECO or Licensed Customs Broker preferred . Prior experience managing a mid-to-large sized team ... Office, SAP GTS Certifications: Certified Export Specialist, CUSECO or Licensed Customs Broker preferred . Languages: English Years of Experience: 10 - 15… more
- Scotiabank (New York, NY)
- …management, and corporate functions within investment or commercial bank or institutional broker -dealer is preferred . + Familiarity with applicable SEC, FINRA, ... Program covers US regulations applicable to all of Scotiabank's US broker -dealer (including internal inspections), banking, swap dealer, futures commission merchant,… more
- General Atomics (Poway, CA)
- …software application - Preferred . + Aerospace or defense industry prior experience - Preferred . + US Customs Broker license - Preferred . + Experience ... import and export shipments, including AES filing and customs broker interaction. + Provide trade compliance support for customs...Word, and Power Point skills - Preferred . + Experience with OCR EASE… more
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