- TD Bank (New York, NY)
- …programs and operations of any regulatory changes or updates. + Collaborate with business manager colleagues to ensure cross- business consistency and ... desk or in a complementary role. + Strong knowledge of the electronic trading business . Infrastructure, including on governance practices and policies, new… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …business goals. + Provide authoritative specialist advice to senior managers at the business unit or regional level to enable the implementation of policy, ... the actions needed to implement the function's strategy and business plan within the business area or...years as a developer or architect lead and project manager . + Understanding of the trading lifecycle… more
- Citigroup (Jersey City, NJ)
- …global Volker Independent Testing Program, Swap Dealer Program and Counterparty Risk and Trading business within Markets business and legal entities globally ... Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Compliance...compliance risks and controls implemented by the global Markets Business ; serves as global product lead , managing the… more
- Citigroup (New York, NY)
- …external audits, business continuity activities or addressing regulatory issues. The Business Unit Manager coordinates and manages activities such as ... internal & external audits, or addressing regulatory issues. The Business Manager , SVP - Markets Capital Taskforce...covering the Markets Capital Task Force team within Counterparty Trading & Risk (CTR). This Business Execution… more
- BMO Financial Group (New York, NY)
- …to the Bank + Understand regulatory and compliance requirements as prescribed for the business unit to ensure adherence as required. + Ensure adherence to all ... Support Associate works closely with the Global Structured Products trading desks providing desk support services for all pre...changing business environment + Good understanding of business unit 's risk and regulatory requirements +… more
- Sage (Atlanta, GA)
- …ARR each year. You will do this by: - Translating and localizing our Business Unit strategy and propositions (as defined by Product Marketing) into regional ... Senior Manager - Customer Growth (Atlanta) Job Description: About...competitor, performance, and execution insights to influence and shape Business Unit strategy and propositions in order… more
- SMBC (New York, NY)
- …and Structured Debt Businesses. We are looking to hire a new Front Office Business Manager . Successful hire will: + Support and oversee Front Office projects ... support strategic decision making + Prepare materials to deliver business unit message to Front Office management... message to Front Office management and Sales and Trading Leadership supporting growth initiatives + Lead the preparation… more
- Grant PUD (Ephrata, WA)
- …and forecasting efforts for the Transmission Strategy & Development business unit . + Partners, coordinates, and supports the Trading & Commercial Operations ... Market Analytics function, Net Power Reporting & Metrics function, Trading & Commercial Operations function, and other enterprise work...+ Supporting the presence of safety in your Operating Unit (eg include safety messages in business … more
- Bank of America (New York, NY)
- …with regulatory rules and guidance as well as operational controls in partnership with the business Front Line Unit (FLU). BCO is a global group with teams in ... surveillance specialists, focused on the Equity and Equity Derivatives Trading line of business (LOB). This position...offered a role with Bank of America, your hiring manager will provide you with information on the in-office… more
- Wells Fargo (New York, NY)
- …and escalation, as well as making sound risk decisions commensurate with the business unit 's risk appetite and all risk and compliance program requirements. ... broad impact and act as key participant for Securities Trading + Review and analyze complex, longer-term business...or a related role at a broker-dealer or asset manager + Experience with AP agreements and direct interactions… more
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