- vaco (Port Chester, NY)
- …paired with exceptional communication and leadership skills.This position reports directly to the Chief Compliance Officer ( CCO ) and involves oversight ... growth over time, and work directly with an impressive CCO . Position Summary:One of Vaco's clients is seeking a.... Position Summary:One of Vaco's clients is seeking a Compliance Officer to join their Compliance… more
- vaco (Stamford, CT)
- …join their fast-growing team. The Compliance Manager will work closely with the Chief Compliance Officer to strengthen and maintain a comprehensive ... for a Compliance Manager to...regulatory risk. The role is a blend of day-to-day compliance oversight and active participation in shaping the company's risk… more
- New Jersey Institute of Technology (Newark, NJ)
- …Affairs, General Counsel, and Secretary of the Board Position Type: Staff Position Summary: The Chief Compliance Officer ( CCO ) serves as the senior ... Title: Chief Compliance Officer Department:...policies and procedures. Reporting to the General Counsel, the CCO provides leadership in the development, implementation, and oversight… more
- ProMedica Health System (Toledo, OH)
- …40 **Shift:** Days (United States of America) **Job Summary:** The Vice President and Chief Compliance Officer (VP/ CCO ) provides strategic leadership for ... Reporting to executive leadership and serving the Board of Trustees, the VP/ CCO fosters a culture of integrity and accountability across the organization. This… more
- Manulife (New York, NY)
- …**Job Description:** Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds ... convertible bonds), and equities. Addition to reporting to the Global Chief Compliance Officer -Manulife Investment Management Private Markets and Manulife… more
- Manulife (New York, NY)
- …**Job Description:** Based in New York City or Boston, the role of Chief Compliance Officer -Manulife Investment Management Private Markets Registered Funds ... convertible bonds), and equities. Addition to reporting to the Global Chief Compliance Officer -Manulife Investment Management Private Markets and Manulife… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Lawrence General Hospital (Lawrence, MA)
- POSITION SUMMARY The Chief Compliance Officer and Associate General Counsel provides strategic leadership of the organization's compliance program while ... General Counsel, with organizational accountability to the CEO and Board for Corporate Compliance , this role will be crucial in helping ensure our system's adherence… more
- Huntington National Bank (Columbus, OH)
- …Audit, and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for ... Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical...critical role in the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and… more
- BMO Financial Group (New York, NY)
- The BMO Capital Markets Compliance team is hiring for a CCO of it's two US broker-dealer entities in New York, BMO Capital Markets Corp (BMOCMC) and Clearpool ... Execution Services, LLC (CES). The broker-dealer CCO would manage the implementation, maintenance and administration of the broker-dealer compliance programs.… more
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