- SMBC (New York, NY)
- …+ Series 66 and Series 7 combined, or + Possess one of the following professional designations: CFA , CFP , CIC, ChFC , PFS, to become CCO at a New York State ... registered investment advisor. Managerial skills + Proficiency in Windows and Office software + Knowledge of compliance in the areas of asset management and investment advisory Experience + 15+ years of experience in risk, compliance, audit and/or relevant law… more
- Edward Jones (Tempe, AZ)
- …12 months of hire. Advanced degree or relevant industry designation(s) preferred. eg ASA, FSA, CFA , CFP , CLU, ChFC , CPA, etc. Years of Experience: Generally, ... 10+ years of relevant financial services experience, Insurance experience preferred. Functional Knowledge: * Deep subject matter expertise in product line products * Exceptional technical aptitude and analytical skills * Highly collaborative * Highly effective… more
- Truist (Charlotte, NC)
- …QUALIFICATIONS** + At least one of the following: JD, LLM, MS in Taxation, MSFS, ChFC , CFP , CPA, CFA or equivalent advanced knowledge course of study ... + Ability to analyze trends and needs of the organization and clients and synthesize that with our strategy. Ability to design and rollout a process that's scalable and interpret learnings to suggest enhancements for the future + 5 or more years of experience… more
- The American College of Financial Services (PA)
- …programs. They include, but are not limited to: + Required Industry Designations: CFP (R) + Preferred Industry Designations: AFC(R), CFA (R), CPA(R), EA(R). + ... Overall, the position may need to align with the CFP (R) Board curriculum and specific programs' curriculum at The...Preferred The American College Designations: ChFC (R), CAP(R), CLU(R), RICP(R), WMCP(R), CLF(R). + Significant levels… more
- Truist (Charleston, SC)
- …level certification programs (preference in rank order): Certified Financial Planner ( CFP ), Chartered Financial Analyst. ( CFA ), Accredited Asset Management ... Life Underwriter CLU(R), CRPC(R) - Chartered Retirement Planning Counselor, or ChFC (R) - Chartered Financial Consultant(R). 4. Completion of Leadership Development… more
- Umpqua Bank (Newport Beach, CA)
- …estate planning, tax, advanced investment management skills. + CFP , CIMA, CPWA, ChFC , CTFA, CPA, CFA , CWS or AWMA, any one certification, preferred. + ... (Series 7, 66 (or 63 and 65)). Insurance licensed, preferred. + Occasional travel. **Job Location(s):** This posting is part of an evergreen requisition; we are actively seeking talent for current and upcoming opportunities in this market. While this… more