- HUB International (Grand Junction, CO)
- …(RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer, will be a highly visible, senior ... leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer, working closely...SEC annual risk assessments and establishing and enforcing the Code of Ethics. A key initiative is identifying, recommending… more
- Wabtec Corporation (Pittsburgh, PA)
- …future generations, and we want someone who is ready to move with us. _Summary:_ The Chief Compliance Officer reports to the Chief Legal Officer and is ... for the organization, including promoting (a) use of the compliance hotline; (b) heightened awareness of the Code... compliance hotline; (b) heightened awareness of the Code of Conduct, and (c) understanding of new and… more
- MTA (New York, NY)
- Chief Officer Investigations & Compliance Job...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking ... Date Posted: Nov 10, 2025 Description Job Information Title: Chief Officer, Investigations & Compliance First Date of Posting: 11.07.2025 Last Date of Posting:… more
- Texas Tech University (Lubbock, TX)
- …auditors to avoid duplication and enhance oversight. * Coordinates risk assessment and compliance -related activities with the Chief Compliance Officer for ... **42200BR** **Extended Job Title:** Chief Audit Executive **Position Description:** The Chief...and TTUS on internal audit, risk management, governance, control, compliance , and management matters. * Builds trusted relationships with… more
- City of New York (New York, NY)
- …Department of Design and Construction, Division of Safety & Site Support, seeks to hire a Chief of Code Compliance . The selected candidate will oversee the ... Code Compliance Unit, within the Office of Construction Safety, and...with local, state, and federal codes; supervision of Safety Code Compliance Auditors; preparation of various reports,… more
- New York State Civil Service (Scotia, NY)
- …State NY Zip Code 12302 Duties Description The Airport Firefighter 3/Assistant Chief of Operations (Assistant Chief ) works under the supervision of the Base ... and applicable federal and state statutes. Specifically, the Assistant Chief of Operations ensures compliance with the...330 Old Niskayuna Road City Latham State NY Zip Code 12110 Notes on Applying To be considered for… more
- MTA (Jamaica, NY)
- …MTA Headquarters Location: Jamaica, NY, United States Regular/Temporary: Regular Department: Office Chief Compliance Off Date Posted: Oct 31, 2025 Description ... to implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking… more
- Insight Global (Dallas, TX)
- Job Description Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the ... fintech space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing...and controls. *Lead training sessions for employees on key compliance topics including Code of Ethics, AML,… more
- WMCHealth (Valhalla, NY)
- …across the WMC Health Network. Reporting directly to the Vice President, Deputy Chief Compliance Officer (Deputy CCO), the Director collaborates closely with ... program responsibilities. Responsibilities: + Collaborate with the VP, Deputy Chief Compliance Officer to develop, execute, and...with Corporate Communications and HR to promote awareness of compliance policies, the Code of Conduct, and… more
- Lundbeck (Deerfield, IL)
- …Help drive a compliant culture. Execute other duties as assigned by Director, Field Compliance and Investigations and Chief Compliance Officer. Stay abreast ... Manager, Field Compliance Requisition ID: 7092 Location: Deerfield, IL, US...US Psychiatry organization. + **Policies, Procedures and Controls, including Code of Conduct:** Responsible for relevant training and awareness… more