- Boston University (Boston, MA)
- **POST AWARD AND COMPLIANCE OFFICER , Post Award & Service Centers** **Job Description** **POST AWARD AND COMPLIANCE OFFICER , Post Award & Service ... the time of posting. **Position Type** Full-Time/Regular The Post Award and Compliance Officer is responsible for multiple functions within Sponsored Programs,… more
- City of Bozeman (Bozeman, MT)
- Code Compliance Officer Print (https://www.governmentjobs.com/careers/bozeman/jobs/newprint/5141816) Apply Code Compliance Officer Salary ... MFPE + Description + Benefits Position Summary In this essential role, the Code Compliance Officer maintains and enhances the quality of life, public health… more
- HUB International (Grand Junction, CO)
- …and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible ... advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a...SEC annual risk assessments and establishing and enforcing the Code of Ethics. A key initiative is identifying, recommending… more
- Insight Global (Dallas, TX)
- …Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech ... space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and...and controls. *Lead training sessions for employees on key compliance topics including Code of Ethics, AML,… more
- Wabtec Corporation (Pittsburgh, PA)
- …generations, and we want someone who is ready to move with us. _Summary:_ The Chief Compliance Officer reports to the Chief Legal Officer and is responsible ... for the organization, including promoting (a) use of the compliance hotline; (b) heightened awareness of the Code... compliance hotline; (b) heightened awareness of the Code of Conduct, and (c) understanding of new and… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance ...SEC Rule 204, SEC Rule 206, Regulation Best Interest, Code of Conduct, etc.). *Must-Have** * Bachelor's Degree or… more
- Philips (Cambridge, MA)
- As the **Business Compliance Officer ** , you will oversee the Company's obligations under a Corporate Integrity Agreement (CIA) and provide compliance ... to alleged violations of laws, regulations, policies, and the Code of Business Conduct by overseeing or conducting objective...+ You've acquired 5+ years of experience as a Compliance Officer , ideally in a healthcare provider-based… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE...in Lending Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.). WHAT DO YOU NEED TO ... OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and...responsible for managing and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business… more
- ManpowerGroup (New York, NY)
- **Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer ** **Position Type:** Part-Time / Contract **Location:** NYC **Reports ... / Administration **Rate** W2 65- 75 hr **Position Summary:** The Fractional Compliance Officer serves as a strategic advisor and operational leader responsible… more
- Texas Veterans Commission (Austin, TX)
- …Financial Operations* **Organization:** **TEXAS VETERANS COMMISSION* **Title:** *TVC - Compliance Officer (Grant Specialist III)* **Location:** *Texas-Austin* ... of the Texas Veterans Commission team responsible for assuring compliance of all grants awarded by the Commission. Provides...and Qualifications:* . Grant Management Certification. . Experience in Code of Federal Regulations (2 CFR Part 200). .… more
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