- Marex (New York, NY)
- …205 million contracts in 2022. The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest ... commodity producers, consumers and traders, banks, hedge funds and...Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services… more
- Marex (New York, NY)
- …205 million contracts in 2022. The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest ... commodity producers, consumers and traders, banks, hedge funds and...and Group standards and procedures + Communicate with brokers, sales , and other support & control functions on necessary… more
- Marex (New York, NY)
- …205 million contracts in 2022. The Group provides access to the world's major commodity markets, covering a broad range of clients that include some of the largest ... commodity producers, consumers and traders, banks, hedge funds and...below responsibilities: + Provide Compliance Advisory services to US Broker Dealer business lines. + Complete or assist in… more
- Dairy Farmers of America (Kansas City, KS)
- …within the Dairy Powders division, specifically sweetened condensed, ice cream mix and commodity powders accounts. Manage the sales function and any aspect, ... **Job Duties and ResponsibilitiES** + Develop, manage, and execute sales in the sweetened condensed, ice cream mix and... in the sweetened condensed, ice cream mix and commodity powders categories, delivering on assigned volume and profit… more
- Robert Half Finance & Accounting (Hatfield, PA)
- …focuses on delivering insightful financial analysis and reporting to support strategic sales initiatives in a dynamic, commodity -driven market. The ideal ... strategies, including broker commission reporting and margin analysis. * Monitor commodity market trends, particularly in pork, to evaluate potential impacts on … more
- nVent (Anoka, MN)
- …ideas, resolve issues, and participate in strategies to expand import/export sales . + Identify areas of non-compliance, evaluate risk, and recommend corrective ... provided by enterprise compliance. + Advise key functions, such as Sales , Supply, Logistics and Marketing, on trade compliance programs/requirements to improve… more
- US Bank (New York, NY)
- …Grade Underwriting, Leverage Finance, Structured Credit, Derivatives, Foreign Exchange, Bond Sales & Trading, and Funding/Repo business lines. The products offered ... by the supported business lines include corporate and municipal bond sales , trading, and origination, asset-backed securities and CLOs, interest rate derivatives, … more
- MUFG (New York, NY)
- …counterparty credit analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage originators and servicer ... Experience writing credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types. + Interpersonal skills:… more
- MUFG (New York, NY)
- …for the Flow Products Rates and Credit Trading Desks and Institutional Investor Sales Desks. RESPONSIBILITIES + In depth knowledge of the various FR2004 reporting ... documentation submission required by the regulatory bodies for the broker -dealer's onboarding process + Assist with system configuration, setup,...of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act, and (b) they do not conflict… more
- Sysco (College Park, GA)
- …Market Cost Price changes with Revenue Management team + Provide market commodity /industry news and updates to the sales organization **QUALIFICATIONS:** ... and initiatives within operation company (OpCo) Supports operation company (OpCo) sales staff with product assortment updates, informational inquiries and delivery… more