- TD Bank (New York, NY)
- …role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team ... Markets business , by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance 's… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... reporting control issues with transparency. **Qualifications:** + 6+ Years serving in a compliance or surveillance role within financial services preferred + 3+… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Saratoga Casino Hotel welcomes you to apply! Your Role: Our successful Surveillance Officers promote outstanding relations with all guests and fellow Team Members ... Role: + At least 18 years of age + Previous experience in casino surveillance preferred. + Excellent written and verbal communication skills required. + Ability to… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to ... and alert escalations * Co-ordinate requests to and from, business ( Compliance ) partners and coordinate tracking and...of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and… more
- TD Bank (New York, NY)
- …Markets business , by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance 's ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $250,000...financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders… more
- CIBC (New York, NY)
- …CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing:** The Swap Dealer Compliance Officer is responsible for performing important advisory, ... Swap Dealer Compliance program. The Swap Dealer Compliance Officer is primarily responsible for 1)...Annual Reports and NFA Annual Questionnaire); + Evaluating new business initiatives to ensure compliance issues are… more
- Sycuan (El Cajon, CA)
- …and operates a Casino and a Golf Resort, and owns a number of other business ventures in the San Diego Region. One attribute that remains unchanged, however, is ... Sycuan's sense of community. Sycuan is more than just a business . Sycuan is a community of people working together toward a common goal. Whether you work in our… more
- General Dynamics Information Technology (Cheyenne, WY)
- …**Job Description:** Apply your expertise to advance the mission and optimize our business strategy as a Construction Surveillance Technician (CST) II at GDIT. ... **Public Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of… more
- AON (Chicago, IL)
- …The Compliance Analyst's primary role is to assist the Deputy Chief Compliance Officer and team with the day-to-day administration of AIUSA's compliance ... Firm's Code of Ethics/personal trading policies through the Firm's compliance software. + Conceptualize and conduct ongoing surveillance...Analyst's primary role is to assist the Deputy Chief Compliance Officer and team with the day-to-day… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary...Business + Minimum 5 yrs. experience in broker-dealer Compliance or equivalent in legal, compliance or… more