- Truist (Richmond, VA)
- …facing teammates as well as other leadership in the designated geography, the Wealth leadership team and the Compliance , Supervision and Risk departments to ... of potential areas of risk and emerging risk for Wealth . Following is a summary of the essential functions...for the successful and timely completion of supervisory and compliance initiatives for assigned regions. 3 . Perform… more
- Regions Bank (Birmingham, AL)
- …business + Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance + Conducts research of laws and ... line of business + Or Bachelor's degree and three ( 3 ) years of experience in Compliance , Quality...knowledge of rules and regulations and their impact on Wealth Management products, services, and operations + Demonstrates proficient… more
- NTT DATA North America (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consultant to join our team in Charlotte, North Carolina (US-NC), ... https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consultant you will play a role… more
- Brokers International (Urbandale, IA)
- We are currently seeking a dedicated and driven Life Sales Support Consultant to join our team. The Life Sales Support Consultant role is responsible for ... businesses and serve their customers through innovative products, marketing, compliance , and operational support. In June of 2021, we...As an added bonus, we close every Friday at 3 pm Our Culture At Brokers International, our thriving,… more
- Wells Fargo (Charlotte, NC)
- …**About this role:** Wells Fargo is seeking a Senior Lead Business Intelligence Consultant within the Data, Analytics and Reporting (DAR) team to support Wholesale ... position will specifically focus on supporting the operations of Wealth & Investment Management, Commercial Banking, and Corporate &...Act of 1934 and FINRA Bylaws, Article III, Section 3 , which states that Associated Persons should not be… more
- Wells Fargo (Denver, CO)
- **About this role:** Wells Fargo is seeking a Financial Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the ... licensing + CFP (Certified Financial Planner) or ChFC (Chartered Financial Consultant ) certifications **Job Expectations:** + Individuals in Loan Originator (LO)… more
- HUB International (Metairie, LA)
- …property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 18,000 employees in 500+ ... support and involvement through HUB Gives** **SUMMARY:** A Benefits Consultant (BC) interfaces with a group of clients (a...in employee benefits, 2) their annual renewal process, and 3 ) other possible options that would enhance or meet… more
- HSBC (Irvine, CA)
- …our communities and the planet we all share. The Community Mortgage Consultant will be responsible to originate high quality residential first lien mortgage ... loans that meet HSBC's credit, compliance , workflow and other rules and guidelines. Counsel customers...resolve any problems that arise. As our Community Mortgage Consultant you will: + Self-source diverse mortgage applicants, engaging… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Investment Portfolio Control Consultant to join the Market Risk and Advanced Analytics team within Wealth ... position is not eligible for Visa sponsorship + Specific compliance policies may apply regarding outside activities or personal...Act of 1934 and FINRA Bylaws, Article III, Section 3 , which states that Associated Persons should not be… more
- HUB International (Cincinnati, OH)
- …(sales), as well as mentor and develop their support team. The Benefits Consultant accomplishes this by bringing a consultative approach to our clients while ... services firm providing risk management, insurance, employee benefits, retirement and wealth management products and services. With more than 18,000 employees in… more
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