- TD Bank (New York, NY)
- …reporting on findings and/or recommendations for enhancements, to the Global Head of Global Control Room and Compliance senior management. + **Global ... (eg, Communications Global Control Room Leads, Trade Global Control Room Leads, and Chief Compliance Officers globally) to develop clear… more
- TD Bank (New York, NY)
- …Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room . This role is critical in managing and ... in conflicts management within a global financial institution, preferably in a control room or compliance function + Deep understanding of investment banking… more
- S&P Global (New York, NY)
- …that are used in training, management and board decks. + Work closely with the Compliance Control Room in the monitoring and resolution of surveillance ... **About the Role:** **Grade Level (for internal use):** 11 ** Compliance & Control , Senior Analyst - Ratings** **The Role** The Senior Analyst role is based in… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... controls/surveillance. This Vice President (VP) role sits within the Control Room and is responsible for establishing...services preferred + 3+ in a Control Room environment strongly preferred + Knowledge of Compliance… more
- TD Bank (New York, NY)
- …Provides strategic vision to the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- TD Bank (New York, NY)
- …securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law firm will be… more
- Southwest Gas Corporation (Carson City, NV)
- …response activities - Be subject to "on-call" duty + Provide subject matter expertise for control room activities in compliance audits and responses to data ... and approve SCADA system improvements to ensure operational functionality and control room management compliance + Provide guidance for the development… more
- Scotiabank (OR)
- …to providing implementation and on-going support on the technology solution used by Global Compliance Control Room in Canada, United States, United Kingdom, ... the Bank's standards. + Be the point of contact for GBM&T Global Compliance , Enterprise Anti-Bribery & Anti-Corruption, Internal Control and employee users for… more
- Holtec International (Covert, MI)
- Senior Reactor Operator/ Control Room Supervisor (SRO) Holtec Palisades is currently seeking Senior Reactor Operators/ Control Room Supervisors to join ... a clear priority over schedule and cost; supervise the activities of the control room staff through all conditions of start-up, shutdown power generation,… more
- WIN Waste Innovations (Baltimore, MD)
- The Control Room Operator plays a critical role in ensuring the safe, efficient, and environmentally compliant operation of our waste-to-energy facility. From ... the control room , this individual monitors plant systems,...+ Log operational data accurately and maintain records in compliance with environmental and safety regulations. + Communicate with… more
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