- TD Bank (New York, NY)
- …this role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room at TD Securities. This role is critical ... in conflicts management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required; advanced… more
- TD Bank (New York, NY)
- …TD Securities is seeking an experienced and strategic Vice President to join our Compliance Control Room , focusing on portfolio management of the ... a minimum of 5+ years of relevant banking/finance industry experience directly in Compliance Control Room . + Familiarity with regulations and compliance … more
- TD Bank (San Francisco, CA)
- …seeking a VP Compliance professional to join our TD Securities US Control Room located in San Francisco, California. **Responsibilities Include:** + Maintain ... in the Toronto, Singapore and London Control Room . + Work closely with Compliance Advisory and Legal as needed. **Job Requirements and Qualifications:**… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Independent Compliance Risk Management (ICRM)'s Control Room team. The ICRM Global Surveillance platform ... controls/surveillance. This Vice President (VP) role sits within the Control Room and is responsible for establishing...services preferred + 3+ in a Control Room environment strongly preferred + Knowledge of Compliance… more
- Boardwalk Pipeline Partners (Owensboro, KY)
- …email box, and supporting specialized PHMSA inspections when necessary. The role will provide compliance support for Control Room Management for natural gas ... when needed. This role will also conduct annual reviews with Field Operations and Control Room representatives of the Emergency Response Plans. The role should… more
- TD Bank (New York, NY)
- …Provides strategic vision to the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is...strategic advice and guidance to front office and relevant control functions regarding (i) public and private offerings of… more
- TD Bank (New York, NY)
- …securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law firm will be… more
- Entergy (St. Francisville, LA)
- … Room are performed in a safe and controlled manner. + Authorize and manage Control room access. + Assure compliance with all applicable regulations and ... **Legal Entity:** Entergy Operations, Inc.-EOI Selected candidates will move into the Control Room Supervisor position upon successful completion of the initial… more
- NextEra Energy (Palm Beach Gardens, FL)
- …Energy Market Communications. **Job Duties & Responsibilities** Under general supervision: + Ensures control room compliance with all relevant regulatory ... **Engineering Operator (Renewable Control Center)** **Date:** Sep 9, 2025 **Location(s):** Palm Beach Gardens, FL, US, 33410 **Company:** NextEra Energy… more
- TD Bank (New York, NY)
- …with business, global trade surveillance, corporate investment banking, global markets, and compliance control room to understand their requirements and ... overseeing the delivery of technology solutions within the TD Securities Compliance , Surveillance and Supervision group specific to Communication Surveillance. This… more
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