- Citigroup (Tampa, FL)
- … Wealth Securities Backed Lending (SBL) Independent Compliance Risk Management (ICRM) and Global Wealth Deposits and Lending Operational Risk ... Wealth Deposits and Lending businesses. **Responsibilities:** + Provide compliance product coverage to Global Wealth...of best-in-class Global Wealth SBL Compliance , programs, policies, and risk management practices… more
- Bank of America (Charlotte, NC)
- Credit Manager, Global Wealth & Investment Management Custom Lending Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a ... to end credit process for a portfolio of Private Wealth Management clients and works with the...approval of ultra-high-net-worth clients (individuals, family offices, trusts, special wealth vehicles, etc.) in compliance with policy,… more
- Bank of America (Charlotte, NC)
- Senior Credit Underwriter, Global Wealth & Investment Management Custom Lending Charlotte, North Carolina **Job Description:** At Bank of America, we are ... balance sheets and income streams + 3 - 5+ years of commercial/private wealth management credit experience + Strong negotiation and communication skills +… more
- TD Bank (Mount Laurel, NJ)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and ... challenge.** **U.S. Wealth is a fully integrated wealth management business that provides products and...**Prior success in building and developing a team within wealth compliance ** + **Experience working in an… more
- Citigroup (Jersey City, NJ)
- …approaches and strategies for the area. This role will support the Citi Wealth Controls team responsible for the Issue Management Program including Issue ... Quality Coordinator (IQC) activities. **Responsibilities:** *Drive proactive and timely identification, management , and oversight of issues across Citi Wealth in… more
- TD Bank (Mount Laurel, NJ)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Wealth Compliance acts as an independent regulatory compliance and ... challenge.** **U.S. Wealth is a fully integrated wealth management business that provides products and...enhance transparency and decision-making. A strong background in regulatory compliance management , risk, or audit within the… more
- JPMorgan Chase (Columbus, OH)
- …**Job summary** As a Special Credits Executive - Managing Director within Asset and Wealth Management Credit Risk team, you will play a significant role in ... Credits Executive and play a pivotal role in Risk Management and Compliance , ensuring JPMorgan Chase remains...managing risk and supporting the global lending practice. As the AWM Global … more
- JPMorgan Chase (Columbus, OH)
- The US Wealth Management Legal team is seeking an attorney to support its dynamic annuities, life insurance and wealth management business, who thrives ... and strategy, and providing valuable regulatory insight. As an Insurance and Wealth Management Attorney - Vice President, Assistant General Counsel within… more
- Athene (Conshohocken, PA)
- …environment at our various locations. Purpose: This position will be part of the Global Wealth team, focusing on expanding the Apollo IDF business through Athene ... third-party carriers. The role will provide operational support to sales partners within Global Wealth , Athene, and Apollo, while also coordinating with external… more
- Broadridge Financial Solutions (New York, NY)
- …drive the technology architecture roadmap, aligning it with Wealth Management goals and fostering innovation, regulatory compliance , and long-term ... trading platforms, and financial data systems used in wealth management including financial regulations and compliance requirements. Familiarity with modern… more
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